A professional with process driven, result & revenue focused approach with more than 19 Years of experience in Risk Management, Legal/Compliance and Operations spread across various Financial services like Institutional/PCG/Retail Broking, NBFC, Portfolio Management Services, Alternate Investment Fund(AIF) & Wealth Management.Excel in resolving Challenges with innovative solutions and process improvements to increase efficiency, revenue, customer satisfaction & experience.Role of Business Solution provider by using new age technology in order to improve Business Revenue, maximise Operation efficiency & productivity to enhance growth of Business. Actively involved with Business team to develop new product which will create new avenues of revenues.Specialization – Capital Market & NBFC Risk Management, Operations & Compliance. AIF / PMS operations right from procuring SEBI registration, setup and day to day Operations.Wealth Management Operations.Handling of Legal and Arbitration Matter Internal & External Audit/Inspection. Process Automation & Re-Engineering.Team Management & Business Product Development.NBFC- Loan against Shares/Margin Funding. Trade Surveillance.
Listed skills include Portfolio Management, Risk Management, Financial Analysis, Trading, and 6 others.