Devin Rauch Email & Phone Number

Texas, United States

Texas, United States

Omaha, Ne, Us

Investigate risk areas in order to protect investors and ensure the integrity of the U.S. financial markets. Conduct assigned Branch Examinations in order to mitigate and identify risk to the firm related to finances, operations, sales, and trading practices. Execute risk-based reviews of supervisory and compliance policies, procedures, internal controls and systems to determine adherence with established standards and rule requirements. Perform heightened Associate internal reviews to uncover potential company policy and industry rule violations.

Omaha, Ne, Us

Provide customer service to Clients and Prospects while utilizing sales and financial experience to build strong relationships between Clients and TD Ameritrade. Support Senior Financial Consultants with day to day operational and transactional assistance, as well as identify potential leads to further TD Ameritrade’s expanding client base. Refer Clients and Prospects to appropriate business units while uncovering new assets. Maintain Compliance and Regulatory Standards for an SEC/FINRA Regulated Brokerage/Investment Office. Provide training on operational and compliance topics to new and experienced Associates throughout the Firm. Develop strategies and participate in on-going projects involving the improvement of operational efficiency, learning and development, the overall Client experience, and the comprehensive support of internal Associates and external Advisors. Build statistical and analytical trend reports utilized by Branch and Division Management, as well as design and contribute content to Divisional Retail Sales Newsletters. Lead Bi-Monthly Meetings and Problem-Solving Sessions to assist with the On-Boarding process and implementation of Best Practices.

Toronto, Ontario, Ca

Licensed in the state of Florida to negotiate and execute life insurance and variable annuity policies under the Series 2-15 License. Operate as Sales Manager while also overseeing and providing operational and sales support to multiple branch locations. Assess and recommend appropriate product and service solutions to new and existing clients based on financial objectives and needs. Such services include, but are not limited to, loan origination, creation and maintenance of new personal and small business accounts, merchant services, financial sales of TD Bank’s Mass Affluent financial products, wealth management, and investment-based solutions.

Web, graphic, marketing and business promotional design intended to enhance business presence on the internet:- Full Service Website Development including Creative Design and HTML Coding - Designed, Coded and Maintained over Twenty Unique Websites - Develop, Create and Implement New Promotional Advertisements and Projects - Resolved Issues Relating to In-House IT Growth and Technical Issues

Irvine, California, Us

Provided Operational Management for an LA Fitness gym establishment, focusing on:- Manage Team of Staff Members ranging from Front Desk Support Staff to Janitorial Services- Provide Customer Service with Focus on Managing and Executing Daily Operational Tasks - Advise Customers on Billing, Collections, and Finance related Inquiries - Provide Account Maintenance and Real-Time Customer Problem Solving - Oversee Multiple Operation Divisions while providing General Sales related Functions

Bachelor Of Business Administration (B.B.A.), Finance

Education record