Devon Gaines Email & Phone Number

Vacaville, Ca, Us

Fairfield, California, United States

Perform Enhanced Due Diligence on high-risk clients and high-risk Products.Responding to a wide range of customer enquiries, resolving issues satisfactorily.Periodically review client files that are up for validation annually or biannually.Renew client documents using public sources or directly from the client.Screen client's major shareholders and their key directors and controllers.Determine KYC CDD/EDD requirements based on entity category and risk level.Identify any red flags to escalate to the Compliance team.Train with different business lines to stay up to date with current AML/KYC policies and to flex during high volumes and back up other teams.Built and retained accurate KYC profiles on internal KYC systems whilst ensuring supporting documentation are obtained in accordance with global and regulatory requirements.

San Jose, California, United States

Certified evidence and verified documentation.Provided recommendations to enhance overall due diligence processes.Performed investigations involving money laundering, suspicious wires, structuring, layering, underlying source of funds, true ownership/effective control, transaction activity inconsistent with counter-parties' profiles or lacking apparent economic purpose.Liaised with internal departments such as Relationship managers and the internal support team.Used checklists to ensure files are compliant to company policies and procedures.Performed data verifications and interpretations.Reviewed Anti-money laundering procedures.Escalated potential issues to management.

San Francisco Bay Area

Conduct transaction monitoring investigationsAssist the compliance team in writing SAR narratives for reporting.Collect and examine financial statements and documents to assist in identifying unusual transaction patterns.Create new case files as needed based on suspicious activity.Help the AML team to track and complete case files to investigate suspicious activity.Prepare and review file documents for AML investigations.Coordinate with the AML team to ensure transactions are appropriately documented.Perform periodic reviews of the company's high-risk customers.Stay current on company and government AML compliance rules and regulations.Completion of enhanced due diligence searches for clients and principals associated with high-risk clients.Providing advice to Partners, Managers and Secretaries on Anti-Money Laundering, general client on-boarding and conflicts / queries.Identification and escalation of Politically Exposed Persons associated with medium and high-risk clients.Undertaking client due diligence checks and determining the nature and level of due diligence required to comply with Anti-Money Laundering Regulations.Validating KYC documentation.

Hayward, California, United States

Assists customers with opening accounts and loan applications.Sell, service, and cross sell products and services, deposit accounts, loan products, transaction accounts, and safe deposit boxes.Assist in development of new business by interviewing customers, determining the financial services they desire, explaining to them their alternatives, and referring them to the appropriate staff member.Research and resolve customer problems, acting as the customer liaison between other bank departments when necessary.Assists customers with check orders and check order inquiries.Ensure continuing development of professional relationships with management and colleagues.Open accounts by preparing the appropriate documents.Performs all paying and receiving teller functions.Assists customers with entry/departure to safe deposit boxes.