COMPLIANCEI currently lead the Compliance, Underwriting and Customer Service Departments at Corujo Advisory Group. My experience includes multiple areas of regulatory compliance and risks related to the rules and regulations of the SEC, FINRA, and other federal, state and local regulations and laws. As Compliance Director, I have developed and ensured that applicable policies and procedures, including written supervisory procedures and manuals, are comprehensive, robust, current, and reflect the firm’s business practices and processes. My professional career in the Financial and Securities Industry began in 1990 which allowed me to become a problem solver and assist my coworkers and registered representative to perform their tasks in a fast and correct way.UNDERWRITINGI'm currently leading the Underwriting Department as well. I'm in charge of completing the requirements of the underwriting process for life insurance, fixed and indexed products, and the securities businesses. OTHER RESPONSIBILITIES• Implementation of the Imaging and CRM Program at Corujo Advisory Group• Overseing the Customer Service Department. CREDENTIALS• Successfully completed FINRA-sponsored Series 6 and Series 7. • Life and disability insurance licenses in Puerto Rico. • CPFA DesignationLFS-6940723-082124