Identify potential risks to the company's financial operations. Develop strategies to manage, mitigate, or avoid risks. Monitor risk exposure using tools and techniques such as risk metrics, stress testing, or scenario analysis. Communicate with senior management and stakeholders regarding risk assessment and management efforts.Global PMO for annual Security Service SOC1 audit.

Direct Fund Accounting teams that are responsible for conducting accounting services on behalf of clients including determining net asset values, calculating fund performance, allocating expenses, and preparing reports.Responsible for the financial and human resources for the unit and ensures assigned teams are operating effectively and within control appetite to meet unit goals and objectives.Directs processes and allocation of resources in determining the net asset value (NAV) for… Show more Direct Fund Accounting teams that are responsible for conducting accounting services on behalf of clients including determining net asset values, calculating fund performance, allocating expenses, and preparing reports.Responsible for the financial and human resources for the unit and ensures assigned teams are operating effectively and within control appetite to meet unit goals and objectives.Directs processes and allocation of resources in determining the net asset value (NAV) for assigned funds in multiple sectors for each measurement cycle.Manages relationships with a broad set of clients and resolves any unique escalated issues related to fund calculations and accounting.Manage various audit and on-site client due diligence visits. Show less

Coordinating overall work plan for US client service group operations staff, which includes managing and monitoring work in progress. Working closely with India operations managers and provide oversight and governance of all operations. Providing coaching, training and leadership as necessary to the operations team.Performing regular review of MIS to monitor breaks and perform root cause analysis.Contributing to internal project initiatives regarding new product development, testing… Show more Coordinating overall work plan for US client service group operations staff, which includes managing and monitoring work in progress. Working closely with India operations managers and provide oversight and governance of all operations. Providing coaching, training and leadership as necessary to the operations team.Performing regular review of MIS to monitor breaks and perform root cause analysis.Contributing to internal project initiatives regarding new product development, testing and implementation. Overall client satisfaction, working with senior client relationship manager, ensuring there is a good dialogue between client and team and clients are kept abreast of internal changes and new initiatives. Day to day interaction with other departments to prevent/resolve issues.Responsible for the financial and human resources for the unit and ensures assigned teams are operating effectively and within control appetite to meet unit goals and objectives. Show less

Responsible for managing staff and oversight of functions such as, project/system enhancements, account performance, portfolio reconciliation, client invoicing, new accounts, department metrics, month end processes and assisting with department budgets. Assisted with internal audits and external examinations such as the annual GIPS audit for performance.

Management of cage operations, including, trade settlement, mutual funds, possession and control, securities lending, money management and cash/securities management. Oversight of regulatory examinations, interaction with regulatory examiners and assisted with the internal audits annually. Was promoted to the role of supervisor in 1995. Prior to this promotion, held positions in the Mutual Fund and Possession and Control department. Was also the backup processor for the Fail Control Department,… Show more Management of cage operations, including, trade settlement, mutual funds, possession and control, securities lending, money management and cash/securities management. Oversight of regulatory examinations, interaction with regulatory examiners and assisted with the internal audits annually. Was promoted to the role of supervisor in 1995. Prior to this promotion, held positions in the Mutual Fund and Possession and Control department. Was also the backup processor for the Fail Control Department, Securities Receipts and Cash Disbursement/Receipt Departments. Show less

Various positions held, received several promotions during my time with Putnam. Fulfilled client requests for new accounts, liquidations, fund exchanges, legal transfers, systematic investments/withdrawals and various account maintenance items.