Diane Rose

Diane Rose Email and Phone Number

EVP, Commercial Banking and CRE Governance & Controls Officer @ Truist
Diane Rose's Location
Charlotte Metro, United States, United States
Diane Rose's Contact Details

Diane Rose personal email

n/a

Diane Rose phone numbers

About Diane Rose

Accomplished risk management and compliance professional in the financial services industry. Known for building, enhancing, and implementing risk management frameworks to comply with internal standards and regulatory requirements. Strong ability to identify risk and compliance implications across complex subject matters. Extensive knowledge of domestic and international banking regulations, including but not limited to Basel Capital and Liquidity Regulations, Model Risk Guidance, and numerous Commercial and Consumer Banking Laws and Regulations. Passionate about advancing and building highly engaged teams to move shared initiatives forward. Excellent interpersonal skills and demonstrated ability to establish productive relationships with a variety of constituents in the banking and regulatory industry. Specialties: Credit Risk, Model Risk, Market Risk, Interest Rate Risk, Liquidity Risk, Balance Sheet Management, Capital Management, and Basel Capital Requirements.

Diane Rose's Current Company Details
Truist

Truist

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EVP, Commercial Banking and CRE Governance & Controls Officer
Diane Rose Work Experience Details
  • Truist
    Evp, Commercial Banking And Cre Governance & Controls Officer
    Truist 2024 - Present
    Charlotte, North Carolina, Us
    Lead Risk Advisory teams responsible for first line risk management of Commercial Community Banking (CCB) and Commercial Real Estate (CRE), two major revenue producing segments within the Wholesale Banking division. Promote a strong risk culture along with BU leadership on end-to-end risk management and drive alignment of processes with enterprise programs and regulatory expectations. Provide governance and expertise to connect business enablement with risk ownership. Truist CRE currently includes CRE, Premium Finance, and Structured Credit segments.
  • Truist
    Evp, Head Of Commercial Community Banking Risk Management
    Truist Dec 2019 - 2024
    Charlotte, North Carolina, Us
    Led a team of professionals in the first line of defense that drove alignment of the Commercial Community Banking (CCB) risk processes with enterprise risk programs, regulatory and compliance requirements, and applicable enterprise policies. Promote a strong risk culture along with BU leadership and provide risk governance and reporting over key activities across CCB, including the management of key risk metrics and monitoring adherence of risk taken relative to the risk appetite. CCB is a major revenue producing division within Truist.
  • Truist
    Enterprise Risk Programs Manager
    Truist 2018 - 2019
    Charlotte, North Carolina, Us
    Led a team responsible for managing enterprise risk management programs, including the enterprise risk management framework and appetite, enterprise policy and committee governance, and risk identification program. Enhanced and facilitated the risk appetite process for the Corporation, Core Business Lines, and Critical Service Areas, and presented outcomes to the Enterprise Risk Committee. Routinely reported results from enterprise-wide risk identification activities to executive management on the Risk Identification Committee. Direct report to the Deputy Chief Risk Officer.
  • Truist
    Model Risk Governance And Compliance Group Manager
    Truist 2015 - 2018
    Charlotte, North Carolina, Us
    Provided leadership to model risk governance and compliance teammates. Responsible for ensuring robust and comprehensive model risk governance, including policy, procedures, processes and controls, to comply with regulatory guidance. Executed enterprise routines to identify model uses, maintain a comprehensive inventory, and develop a dynamic validation and review schedule. Developed and maintained rigorous reporting and analytical tools to inform the state of model risk management. Reported results to executive management and the Model Risk Committee.
  • Bank Of America
    Svp, Enterprise Model Risk Management Operations Executive
    Bank Of America 2013 - 2015
    Charlotte, Nc, Us
    Developed and executed a quality control framework in line with the corporate operational risk RCSA standards to effectively monitor and test the execution and sustainability of the firm’s model risk management program. Actively monitored regulatory changes, assessed impacts to model risk management and worked closely with the leadership team to address gaps where necessary. Effectively challenged regulatory issue remediation and provided status reporting to senior leadership.
  • Bank Of America
    Svp, Basel Market Risk Compliance Manager
    Bank Of America 2011 - 2013
    Charlotte, Nc, Us
    Collaborated with cross-functional Global Markets Risk Management and Enterprise Capital Management teams to influence direction, assess risks and outline implementation strategy to demonstrate compliance with the Basel 2.5 Market Risk Rule. Implemented enhancements to the Basel compliance program, including key control metrics, to independently monitor and test ongoing compliance with the Basel Market Risk Rule. Responsible for independently assessing and approving the completeness of actions taken by Global Markets Risk Management and Enterprise Capital Management to remediate regulatory identified issues. Managed Basel Market Risk Rule regulatory exams.
  • Federal Reserve Bank Of Richmond
    Market And Liquidity Risk Team Leader
    Federal Reserve Bank Of Richmond 2010 - 2011
    Richmond, Va, Us
    Provided leadership and directed management to highly-skilled market and liquidity specialists responsible for examining a range of areas including Basel Market Risk, Interest Rate Risk, Liquidity Risk, and Private Equity. Led a Federal Reserve System Basel Liquidity Project Team established to improve the understanding of the effects of the proposed Basel III liquidity metrics on domestic large banking organizations, and where appropriate, offered suggestions to enhance domestic policy efforts.
  • Federal Reserve Bank Of Richmond
    Risk And Policy Advisor
    Federal Reserve Bank Of Richmond 2008 - 2010
    Richmond, Va, Us
    Built out a program and sustainable process around the Banking Supervision’s Risk Committee efforts to identify and address key risks facing supervised banks. Led cross-functional Risk Network that supported the Risk Committee’s objectives by providing direction on collaborative, technical projects initiated to assess risks and determine supervisory strategy. Briefed senior FRB management on emerging issues in banking and financial markets.
  • Federal Reserve Bank Of Richmond
    Deputy Central Point Of Contact
    Federal Reserve Bank Of Richmond 2005 - 2008
    Richmond, Va, Us
    Served as the Deputy to the Central Point of Contact (CPC) for a large, systemically important financial institution. Oversaw the development and execution of the supervisory program for the firm. Ensured supervisory assessments were comprehensive and focused on the firm’s most critical risks and issues. Provided backup and guidance to the Risk Coordinators covering credit, market, liquidity, operational, and compliance risks, and developed less senior team members.
  • Federal Reserve Bank Of Richmond
    Market Risk Coordinator
    Federal Reserve Bank Of Richmond 2002 - 2005
    Richmond, Va, Us
    Served as the lead Capital Markets Specialist supervising and assessing a large financial institution’s interest rate risk, liquidity and trading market risk profile. Developed advanced interest rate risk expertise across a portfolio of large complex and regional banking organizations. Led examinations in the capital markets area and achieved broad knowledge about the spectrum of traded products and their associated risks, valuation approaches and control processes to develop and prioritize areas of supervisory focus. Assessed risk, capital, and accounting implications of new products and transactions.
  • Federal Reserve Bank Of Richmond
    Senior Financial Analyst
    Federal Reserve Bank Of Richmond 2000 - 2002
    Richmond, Va, Us
    Assessed the financial condition of a large financial institution by conducting in-depth reviews of its earnings, capital, liquidity, parent company viability and nonbank subsidiaries. Developed supervisory strategies and led supervisory activities, including on-site reviews and ongoing monitoring activities of the firm’s Corporate Finance and Private Equity areas. Served as the District’s key technical contact on private equity matters.

Diane Rose Skills

Market Risk Financial Risk Risk Management Credit Risk Liquidity Risk Operational Risk Management Financial Analysis Capital Markets Operational Risk Interest Rate Risk Management Capital Adequacy Portfolio Management Financial Institutions Regulatory Compliance Capital Management Regulatory Affairs

Diane Rose Education Details

  • Virginia Commonwealth University
    Virginia Commonwealth University
    Accounting

Frequently Asked Questions about Diane Rose

What company does Diane Rose work for?

Diane Rose works for Truist

What is Diane Rose's role at the current company?

Diane Rose's current role is EVP, Commercial Banking and CRE Governance & Controls Officer.

What is Diane Rose's email address?

Diane Rose's email address is dr****@****bbt.com

What is Diane Rose's direct phone number?

Diane Rose's direct phone number is 336-733*****

What schools did Diane Rose attend?

Diane Rose attended Virginia Commonwealth University.

What skills is Diane Rose known for?

Diane Rose has skills like Market Risk, Financial Risk, Risk Management, Credit Risk, Liquidity Risk, Operational Risk Management, Financial Analysis, Capital Markets, Operational Risk, Interest Rate Risk Management, Capital Adequacy, Portfolio Management.

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