Diane Moses Butler Email & Phone Number

Clarksville, Maryland, United States

Welcome members and their guests to the Columbia Gym. Assist members with their fitness class and personal training registrations. Provide Membership advocate team with new member leads.

North Bethesda, Maryland, United States

Outsourced Title Agency’s real estate settlement processing to a third party provider, resulting in improved profit proposition and increased efficiency.

Baltimore, Maryland Area

• Partnered with TA service providers, affiliates, and clients to achieve superior operational efficiency and service levels. Enhanced operational programs to comply with evolving state and federal regulatory requirements.
• Assured controls were in place to properly perform all aspects of shareholder servicing for fund shareholders by reviewing FICCA reports annually for 30+ omnibus distribution partners. Reported to senior management.
• Provided top-level… Show more Partnered with TA service providers, affiliates, and clients to achieve superior operational efficiency and service levels. Enhanced operational programs to comply with evolving state and.
• Provided top-level service to institutional clients invested in Western Asset U.S. and Cayman liquidity funds by managing TA and affiliate asset manager relationships.
• Prepared Legg Mason for compliance with new regulations by leading regulatory initiatives that impacted Legg Mason funds, including money market fund reform and Rule 30e-3 notice and access.
• Minimized blue sky fund expenses while adhering to state blue sky fee regulations through implementation of cost saving initiatives in collaboration with blue sky service provider.

Baltimore, Maryland Area

Led ICI TA survey response effort and assisted with money market fund reform implementation while on assignment at Legg Mason.

Columbia, Maryland

• Provided financial services consulting specializing in U.S. and global transfer agent operations and distribution.
• Increased participation in industry survey by partnering with financial services consulting firm on marketing campaign.
• Obtained amnesty from late filing fines for real estate law practice by spearheading project to escheat property to states through first-time filer programs. Developed unclaimed property procedures for ongoing.
• Obtained amnesty from late filing fines for real estate law practice by spearheading project to escheat property to states through first-time filer programs. Developed unclaimed property procedures for ongoing.

Washington D.C. Metro Area

• Liaison to ICI Transfer Agent Advisory Committee and ICI International Operations Advisory Committee. Project leader for ICI's biennial Mutual Fund Transfer Agent Survey.
• Achieved high levels of participation in association programs including meetings, webinars, surveys and projects by building strong relationships with fund leaders, service providers and distribution partners.
• Published fee-based ICI TA Survey report by collaborating with outside consultant. ICI members used… Show more Liaison to ICI Transfer Agent Advisory Committee and ICI International Operations Advisory Committee..
• Published fee-based ICI TA Survey report by collaborating with outside consultant. ICI members used report data on industry TA and sub accounting fees and arrangements for discussions with fund boards.
• Implemented regulatory changes, controlled risk and increased business efficiency by facilitating 20+ industry projects with fund company and service provider volunteers. Facilitated webinars and published whitepapers.
• Created networking and educational opportunities for fund operations managers through quarterly committee meetings. Collaborated with committee chairmen and members on agendas to create maximum value. Show less

Master Of Science (M.S.), Finance

Bachelor Of Science (B.S.), Business Administration