Dickson Kwan, Cams/Cgss, Crc/Ceic/Ckc Email & Phone Number

Toronto, ON, CA

Toronto, Ontario, Canada

Toronto, Ontario, Canada

• As the Crypto AML Manager at Wealthsimple, I lead a dedicated team focused on ensuring AML and sanctions compliance within the organization's crypto product offerings. My responsibilities include:
• Optimizing AML processes to enhance efficiency, improve accuracy, and reduce response times, achieving more with fewer resources.
• Providing expert regulatory guidance on sanctions, AML, and crypto-specific compliance to support business expansion and innovation.
• Overseeing the investigation of suspicious crypto transactions and implementing robust risk management strategies to safeguard the platform and its users.
• Collaborating cross-functionally to translate complex regulatory requirements into clear, actionable policies and procedures that drive compliance and support business objectives.
• Continuously monitoring the evolving regulatory landscape to proactively adapt our compliance framework, ensuring that Wealthsimple remains at the forefront of industry standards.My work is driven by a passion for.

Toronto, Canada Area

Managed BMO’s sanctions compliance program, maintained its sanctions procedures and controls, advised on sanctions controls for new financial products/services, and provided regulatory guidance across the organization. Oversaw sanctions name and jurisdictional screening. Specialized in OFAC, Canadian, UK, and UN sanctions.

Toronto, Canada Area

Managed a team of sanctions compliance, watchlist, PEP, and adverse media analysts. Maintained keyword screening applications. Led complex sanctions, money laundering, and high risk investigations.

Toronto, Ontario, Canada

Conducted sanctions screening and investigations. Provided sanctions training and regulatory guidance across the organization.

Toronto, Ontario, Canada