Served as a FCA CASS SME and ensured accurate identification and segregation of client assets and custody breaks on a day-to-day basis involving client money, stock hub, and CMAR. While maintaining 100% accuracy to avoid penalties from regulator. • Conducted post-settlement reconciliation of cash and stock for PB, Cash, Equity, and Stock Loan, as well as settled funds, reconciliation of funds, and made payments. Liaised with various counterparties for splits, partials, unmatched, cancellation, reconciliation, and payments, as well as administered daily report for tri-party covers. • Generated & reviewed daily critical risk reports on the global portals to closely track client account line items, in order to apprise stakeholders of ongoing risks and related courses of action implemented. Provided approvals on critical requests from MO to process post-settlement amendments or cancellations of trades, while carefully assessing and computing risks to protect client money and assets by locking up any funds in events of possible obligation, with due calculation techniques. • Skilled in breaks' investigation & resolution of various account discrepancy scenarios, such as post-settlement cancellation/amendment, duplicate settlements, booking issues, confirmations on counterparty/affiliate payments on agreed nets, merging of securities due to ISIN transformations, and facilitation of depot and nostro transfers & postings within firm accounts as necessary. • Extensive experience in managing regulatory compliance frameworks, specifically SLA, Ops 9A and Ops 9B, related to CASS requirements. Proficient in handling scenarios where the bank has received an Official Regulatory Censure or made a Self Declaration in respect of a Supplier-caused CASS breach. • Conducted accurate settlement of stock lending, cash equity, and prime brokerage trades, as well as collaborated with middle offices and desk to check for discrepancies on all three products.

Handling Newgen & C-Cube system for exception K O as a measure of Risk mail approval basis Efficiently worked on risk management by market short fall sending MTM letters to client Accountable published Newgen MIS with business segment and handle stock audit report for every client and sending quotation for audit Successfully implemented concepts for process improvement as a part of CERSAI (Initiatives for promoting Innovation and excellence in process.Handling (SBLC) process Standby Letter of Credit (SBLC / SLOC) is a guarantee that is made by a bank on behalf of a client

Analyzing all documents from cargo passing entry, authorizing quality checks of all order status of customers.  Responsible for preparing day to day reports for invoice and packing list report in SAP platform. Acted as the spoc and the single point of contact for ongoing process to handle all task related to HR.