Dinesh Kumar K Email and Phone Number

• Planned financial, regulatory, compliance, and operations review engagement and performed testing to assess the design and operating effectiveness of internal controls in line with Internal Audit’s annual risk assessment and audit methodology.• Formulated reports and drafted findings that clearly and concisely communicate risks and key audit issues, in terms of impact to the business, that provide stakeholders with measurable and actionable information.• Evaluated and documented key controls design and operational effectiveness for SOX section 404 compliance.• Performed testing for IT general controls, business continuity plan, and disaster recovery plan.• Managed and reviewed reports and work papers for 4 senior auditors in the team, conducted training, and mentored the new hires. Volunteered added responsibility of managing 15 members’ continuous control monitoring group for 6 months.

• Developed the departmental charter and procedures utilized to guide the UAExchange LLC, XpressMoney, and XM software solutions Pvt. Ltd audit department.• Provided summary audit reports to the Executive Management and Audit Committee on significant risk exposures, control issues, fraud risks, and governance-related issues.• Evaluated the adequacy and effectiveness, and ascertained the extent of compliance, with existing company policies and procedures relating to regulatory and operational best practices.• Led operational risk reviews of business processes, accounting systems and related controls, including the identification of gaps in the design of internal controls, and confirmed their efficiency in protecting the assets of UAExchange and its subsidiaries.

• Planned and prepared audit programs and executed audits within proposed timelines and budgetary requirements.• Prepared audit reports and communicated major audit findings to key stakeholders.• Assisted the Internal Audit Head in setting-up a 6 members audit team.

• Managed activities pertaining to the preparation of financial statements with notes to accounts and statutory disclosures per generally accepted accounting principles.• Acting subject matter expert for all audit-related matters for internal/external liaisons pertaining to data analyses, documentation requests, and audit query resolution.• Performed trend analysis of income and expenditure accounts and reported to financial stakeholders, circulate for necessary clarifications and accounting/financial action.• Prepared monthly closing/adjustment entries and closed books of accounts.• Reviewed cash, bank, receivable and payables reconciliation statements periodically.• Reviewed General ledger accounts and Journal entries periodically.

• Planned and prepared audit programs to mitigate identified risks based on discussions with process owners, stakeholders, and superiors.• Prepared final report of findings and discussed critical issues with stakeholders and process owners.• Provided support for external auditor reliance on internal audit work for SOX compliance.• Conducted fraud investigation on the expenses reimbursement process.

Responsibilities included introductory tasks within the fields of Statutory Audit, Internal Audit, Corporate Tax, and Regulatory Compliance in pursuit of the Chartered Accountancy designation administered by the ICAI.