Divya Peter Email and Phone Number

• Managed Corporate Finance and Global Markets operations across regions including HK, SG, UK, and Frankfurt, along with Global Transaction Banking in Singapore and Hong Kong, in an Investment Banking environment.• Collected and analyzed basic identity information in compliance with KOS procedures Local Addendum, ensuring adherence to Investment Banking standards.• Assisted departments in responding to inquiries, maintaining compliance with Investment Banking regulations.• Monitored and allocated requests from RM's/salespersons, ensuring timely completion to meet Service Level Agreements (SLAs) in an Investment Banking setting.• Ensured compliance with global regulatory requirements (Dodd Frank, EMIR, FATCA, MAS 626, and MiFID) in client adoption, new product extensions, and periodic reviews in Investment Banking.• Utilized Lexis Nexis, Factiva, and Fircosoft tools for enhanced AML/KYC due diligence and risk assessment, following Investment Banking best practices.• Leveraged Fircosoft for sanctions screening and watchlist management to mitigate risks and meet regulatory obligations in Investment Banking.• Escalated clients from SRC, Sanctioned, and High-Risk businesses for additional AML compliance approval in an Investment Banking context.• Actively participated in training sessions to enhance proficiency in using Lexis Nexis, Factiva, and Fircosoft tools, staying updated on features and functionalities relevant to Investment Banking operations.• Raised requests for credit relevant products in APAC, UK, and Frankfurt, ensuring timely settlement of trades in an Investment Banking environment.• Implemented regulatory policies (FATCA, EMIR, Dodd Frank, SFTR) during new product extension for credit relevant products in Investment Banking.• Oversaw end-to-end client onboarding processes, including KYC due diligence, documentation review, and risk assessment, adhering to Investment Banking standards and protocols.

Team: Equity Settlements (Project: SECBUS – for Societe Generale, Paris)• Processing trade matching, and settlements for OTC trades for 9 different markets – Netherlands, Belgium, Portugal, Austria, Switzerland and Scandinavian markets. Also worked on exchange trade settlements.• Monitor the work queues, and identify potential mismatches and get the same verified and amended with counterparty. Match and validate trades on the day before the settlement date Value Date (VD-1), with the counterparty.• Escalate and monitor the unsettled trade on value date, and work with the counterparty for full or partial settlement of trade. • Monitor cash breaks, and stocks to ensure that there are no failing trades.• Working closely with the custodian banks for the settlement of the High Value trades. Ensuring that the trades are settled well before the cut off time on value date.

Team: Ownership and Profiles• Keeping track of money management, and other allied businesses around the globe for products such as Nelson Market Place, Thomson One Investor Relations (formerly IR Channel), Thomson One Analytics, and Thomson One Banker.• Acquiring, and analyzing primary information about buy side and sell side firms, their investment style/strategies, investment approach, investment focus, total assets under management etc. and the region/markets they cover. • Acquiring and analyzing primary information about the investment related professionals, investments - geographic coverage and the funds managed.• Regular interaction with the client service groups of Thomson located at New York, Cardiff, Manila and other external parties for smooth day-to-day operations. Researching on corporate actions including mergers, acquisitions, spin offs, joint ventures and management buy-outs.• Creating companies in the database, checking their legal and official status, establishing relationships between companies, categorizing them and updating all relevant information within specific deadlines. Contacting the companies and other sources to assure the reliability of information.