• Office of the Secretary. 2017-2022. Head of Corporate Governance for the Americas. Corporate Secretary of J.P. Morgan Securities LLC. Duties included advising the JPMorgan Chase Board of Directors and the boards of subsidiaries on corporate governance, securities law, banking law, executive compensation, and public disclosures. • Chief Legal Officer, Office of Legal Obligations. 2014-2017. Lawyer in charge of firmwide effort to identify, advise on, and maintain an inventory of the material legal obligations to which JPMorgan Chase is subject. Led a 75-person team of lawyers and other professionals located in Asia, Europe, Latin America and North America. • Head of Investment Bank Derivatives Compliance, 2011-2014. Designed, implemented, and ran the compliance program for then-new Dodd-Frank law and regulations in derivatives businesses.• Global Head of Antitrust Compliance, 2011-2014. Responsible for firmwide antitrust compliance program, day-to-day management of consent orders, and relationships with antitrust regulators.• Municipal Securities Compliance, 2004-2011. Line compliance officer for municipal securities in the Investment Bank.

1995-97 and 1999-04. Counsel to states and local governments, underwriters, corporate conduit borrowers, hospitals, universities, cultural institutions and others on tax aspects and structuring of all types of municipal securities. Handled a variety of tax litigation matters ranging from IRS audits to cases in the U.S. Courts of Appeals.

Junior banker in Investment Banking.