Dmitry Kopylov Email and Phone Number

- Creation and realization of the Bank’s Compliance program; - Creation of compliance risk matrix and risk model through personal engagement and ongoing discussion with Head office in London including partial usage of Head office experience in managing compliance risks;- Identification of processes of the Bank to be managed and monitored by compliance department; - Development as well as harmonization of policies and procedures related to the Bank’s activity in connection to… Show more - Creation and realization of the Bank’s Compliance program; - Creation of compliance risk matrix and risk model through personal engagement and ongoing discussion with Head office in London including partial usage of Head office experience in managing compliance risks;- Identification of processes of the Bank to be managed and monitored by compliance department; - Development as well as harmonization of policies and procedures related to the Bank’s activity in connection to compliance risk management. Ensuring all policies and procedures are in place and in compliance with applicable legislation; - Organization of monthly Compliance Committee meetings for the Bank’s top-managements aimed at delivery of the information on the level of compliance risk as well as discussion of increase of the tone-at-the-top; - Investigations of various types of cases of incompliance as well as misconduct by the Bank’s employees, vendors and contractors; • Analysis and realization of Bank’s global mid-term compliance strategy; - Provision of support and consultations to the Bank’s staff and management on their compliance duties;- Preparation and realization of the Training plan for the Bank’s personnel. Conflict of Interests- Development of internal regulatory scope to ensure the absence of all types of conflicts both within and outside the Bank;- CoI Management; - Investigation of possible conflict of interests; - Face-to-face training sessions for all stuff;- Annual audit of the compliance related issues. - Preparation and implementation of Anticorruption Policy and Gifts & Entertainment Policy; - Due Diligence of vendors and contractors; - Annual audits of observation of the anticorruption norms; - Tender process for all contracts concluded in the name of the Bank with the value over the set limits; - Organization of control over the outsourcing process in the Bank; - Annual revision of the main principles of ethics and conduct on the global level; Show less

- Analysis of the best business practices applicable to newly established Compliance function in an international company following the request to create “an efficient compliance function” received from one of the key customers – the United Nations (the “UN”). Active cooperation with the UN while establishing the Compliance function and, as a result, creation of the Compliance system that was officially recognized by the UN as “efficient”;- Preparation of the Code of Business Ethics and… Show more - Analysis of the best business practices applicable to newly established Compliance function in an international company following the request to create “an efficient compliance function” received from one of the key customers – the United Nations (the “UN”). Active cooperation with the UN while establishing the Compliance function and, as a result, creation of the Compliance system that was officially recognized by the UN as “efficient”;- Preparation of the Code of Business Ethics and Conduct and further related Policies; - Series of meetings with the Company’s top-management with the aim to discuss the main values to be introduced in the Code; - Worldwide face-to-face introduction training sessions on the Code and Policies as well as Compliance function as a whole; - Organization of monthly Compliance Committee Meetings chaired by the Company’s President to discuss recent compliance-related questions and ongoing development of the grade of the tone-at-the-top; Support of the function - Realization of the Training Plan for the global Business Units (USA, England, the Netherlands, Germany, China, Japan);- Annual audits of the compliance related processes (including but not limited to Anti-Corruption, Fraud, Misreporting, Taxations, Regulatory Engagement); - Regular Revision of the Compliance related Policies and Procedures; - Organization of “Compliance Hot Line”; - Training sessions for Company’s vendors and contractors on the questions related to Anticorruption with high respect to the norms of FCPA, UK Bribery Act and the Russian legislation; - Investigation of the fact of possible breach of the Company’s compliance norms according to the information received from “Compliance Hot Line” and Audits; - Permanent monitoring of the applicable legislation related to compliance issues; - Control over Gifts and Entertainments both received and offered; Consultation of the Company’s staff on the full scope of compliance functions. Show less