Donald Griffith

Donald Griffith Email and Phone Number

Head of Financial Crimes and Fraud Prevention Compliance @ MassMutual
Longmeadow, MA, US
Donald Griffith's Location
Longmeadow, Massachusetts, United States, United States
Donald Griffith's Contact Details

Donald Griffith work email

Donald Griffith personal email

n/a
About Donald Griffith

Experienced attorney and compliance leader with demonstrated history of working in the financial services industry. Significant experience in securities, FCPA and other regulatory enforcement matters, designing and building effective compliance programs, and conducting internal investigations.

Donald Griffith's Current Company Details
MassMutual

Massmutual

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Head of Financial Crimes and Fraud Prevention Compliance
Longmeadow, MA, US
Website:
massmutual.com
Employees:
12885
Donald Griffith Work Experience Details
  • Massmutual
    Head Of Financial Crimes And Fraud Prevention Compliance
    Massmutual
    Longmeadow, Ma, Us
  • Massmutual
    Head Of Financial Crimes & Fraud Prevention Compliance
    Massmutual Apr 2010 - Present
    Springfield, Massachusetts, Us
    Reporting to the global Chief Compliance Officer, lead the team of professionals responsible for financial crimes and fraud prevention compliance activities, including anti-money laundering, information security/privacy compliance, anti-corruption/anti-bribery (FCPA), fraud prevention compliance, elder financial exploitation prevention, and OFAC, economic sanctions and anti-boycott compliance. Previously head of corporate compliance, including strategic planning, business line and subsidiary compliance oversight, government relations compliance, securities holding reporting, and anti-corruption compliance.
  • Boston University School Of Law
    Adjunct Lecturer
    Boston University School Of Law Aug 2020 - Present
    Boston, Massachusetts, Us
    Adjunct lecturer for the course Introduction to Risk Management and Compliance.
  • Goldman Sachs
    Associate General Counsel; Associate Director Of Litigation And Regulatory Proceedings
    Goldman Sachs Jan 2006 - Mar 2010
    New York, New York, Us
    Senior lawyer supervising regulatory inquiries and investigations, with responsibility for handling matters across the enterprise, including SEC, SRO, DOJ and various other regulatory inquiries. Supported several business units in litgation matters, including Private Wealth Management, Sales/Trading, Investment Banking and Research.
  • Foley & Lardner Llp
    Senior Counsel
    Foley & Lardner Llp Jul 2004 - Dec 2005
    Milwaukee, Wi, Us
    Member of the firm's Securities Enforcement and White Collar practices. Represented Fortune 500 clients in SEC and DOJ investigations on securities and anti-corruption (FCPA) matters; conducted internal investigations and compliance assessments and advised senior mamangement on a variety of corporate compliance-related matters.
  • Lrn
    Law, Compliance & Ethics Counsel
    Lrn 2000 - 2004
    New York, Ny, Us
    Senior lawyer responsible for the analysis and devlopment of online compliance and ethics education courses. Thought leader in corporate compliance and ethics education; partnered with clients to assess their compliance and ethics program education needs. Prepared comment letters and testimony on compliance-related topics to the U.S. Sentencing Commission and the US Securities and Exchange Commission.
  • Us Securities And Exchange Commission
    Branch Chief, Division Of Enforcement
    Us Securities And Exchange Commission 1998 - 2000
    Washington, Dc, Us
    Oversaw the investigation/prosecution of potential violations of the federal securities laws.
  • Rogers & Wells
    Litigation Associate
    Rogers & Wells 1996 - 1998
    Attorney responsible for handling various civil litigation matters relating to securities, insurance, banking and other financial services.
  • Us Securities And Exchange Commission
    Senior Counsel, Division Of Enforcement
    Us Securities And Exchange Commission 1994 - 1996
    Washington, Dc, Us
    Responsible for conducting investigations of potential violations of the federal securities laws.
  • Rogers & Wells
    Litigation Associate
    Rogers & Wells 1992 - 1994
    Attorney responsible for handling various civil litigation matters relating to securities, insurance, banking and other financial services.
  • Air National Guard
    Staff Sergeant
    Air National Guard 1984 - 1992
    Security Police and Base Services. Activated and deployed to Saudi Arabia during first Gulf War as part of Operations Desert Shield and Desert Storm (November 1990-May 1991).

Donald Griffith Skills

Wellness Training Employee Benefits Insurance Time Management Small Business Coaching Team Building Entrepreneurship Marketing Customer Service Strategic Planning Public Speaking Leadership Sales Fixed Annuities Management Securities Regulation Securities Enforcement Anti Corruption Fcpa Compliance Corporate Governance Litigation Finra Commercial Litigation Corporate Law Legal Compliance Securities Fraud Business Ethics Internal Investigations Grc Compliance Training

Donald Griffith Education Details

  • Syracuse University College Of Law
    Syracuse University College Of Law
    Law
  • Syracuse University
    Syracuse University
    Public Administration
  • The University Of Akron
    The University Of Akron
    Political Science/Criminal Justice

Frequently Asked Questions about Donald Griffith

What company does Donald Griffith work for?

Donald Griffith works for Massmutual

What is Donald Griffith's role at the current company?

Donald Griffith's current role is Head of Financial Crimes and Fraud Prevention Compliance.

What is Donald Griffith's email address?

Donald Griffith's email address is dg****@****ant.edu

What is Donald Griffith's direct phone number?

Donald Griffith's direct phone number is +141374*****

What schools did Donald Griffith attend?

Donald Griffith attended Syracuse University College Of Law, Syracuse University, The University Of Akron.

What are some of Donald Griffith's interests?

Donald Griffith has interest in Professional Networking, Entrepreneurship, Investing, Politics, Fitness/nutrition, Ethics, Management Training, Time Management, Economics, Sports.

What skills is Donald Griffith known for?

Donald Griffith has skills like Wellness, Training, Employee Benefits, Insurance, Time Management, Small Business, Coaching, Team Building, Entrepreneurship, Marketing, Customer Service, Strategic Planning.

Who are Donald Griffith's colleagues?

Donald Griffith's colleagues are Dori-Ann Sheltra, Timothy Ozuk, Laura Dossantos, Hugh Staples, Horia-Alexandru Sicoe, Harold F. Jarvis Iii, Harshal Unhale.

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