Donald Griffith Email and Phone Number
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Experienced attorney and compliance leader with demonstrated history of working in the financial services industry. Significant experience in securities, FCPA and other regulatory enforcement matters, designing and building effective compliance programs, and conducting internal investigations.
Massmutual
View- Website:
- massmutual.com
- Employees:
- 12885
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Head Of Financial Crimes And Fraud Prevention ComplianceMassmutualLongmeadow, Ma, Us -
Head Of Financial Crimes & Fraud Prevention ComplianceMassmutual Apr 2010 - PresentSpringfield, Massachusetts, UsReporting to the global Chief Compliance Officer, lead the team of professionals responsible for financial crimes and fraud prevention compliance activities, including anti-money laundering, information security/privacy compliance, anti-corruption/anti-bribery (FCPA), fraud prevention compliance, elder financial exploitation prevention, and OFAC, economic sanctions and anti-boycott compliance. Previously head of corporate compliance, including strategic planning, business line and subsidiary compliance oversight, government relations compliance, securities holding reporting, and anti-corruption compliance. -
Adjunct LecturerBoston University School Of Law Aug 2020 - PresentBoston, Massachusetts, UsAdjunct lecturer for the course Introduction to Risk Management and Compliance. -
Associate General Counsel; Associate Director Of Litigation And Regulatory ProceedingsGoldman Sachs Jan 2006 - Mar 2010New York, New York, UsSenior lawyer supervising regulatory inquiries and investigations, with responsibility for handling matters across the enterprise, including SEC, SRO, DOJ and various other regulatory inquiries. Supported several business units in litgation matters, including Private Wealth Management, Sales/Trading, Investment Banking and Research. -
Senior CounselFoley & Lardner Llp Jul 2004 - Dec 2005Milwaukee, Wi, UsMember of the firm's Securities Enforcement and White Collar practices. Represented Fortune 500 clients in SEC and DOJ investigations on securities and anti-corruption (FCPA) matters; conducted internal investigations and compliance assessments and advised senior mamangement on a variety of corporate compliance-related matters. -
Law, Compliance & Ethics CounselLrn 2000 - 2004New York, Ny, UsSenior lawyer responsible for the analysis and devlopment of online compliance and ethics education courses. Thought leader in corporate compliance and ethics education; partnered with clients to assess their compliance and ethics program education needs. Prepared comment letters and testimony on compliance-related topics to the U.S. Sentencing Commission and the US Securities and Exchange Commission. -
Branch Chief, Division Of EnforcementUs Securities And Exchange Commission 1998 - 2000Washington, Dc, UsOversaw the investigation/prosecution of potential violations of the federal securities laws. -
Litigation AssociateRogers & Wells 1996 - 1998Attorney responsible for handling various civil litigation matters relating to securities, insurance, banking and other financial services.
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Senior Counsel, Division Of EnforcementUs Securities And Exchange Commission 1994 - 1996Washington, Dc, UsResponsible for conducting investigations of potential violations of the federal securities laws. -
Litigation AssociateRogers & Wells 1992 - 1994Attorney responsible for handling various civil litigation matters relating to securities, insurance, banking and other financial services.
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Staff SergeantAir National Guard 1984 - 1992Security Police and Base Services. Activated and deployed to Saudi Arabia during first Gulf War as part of Operations Desert Shield and Desert Storm (November 1990-May 1991).
Donald Griffith Skills
Donald Griffith Education Details
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Syracuse University College Of LawLaw -
Syracuse UniversityPublic Administration -
The University Of AkronPolitical Science/Criminal Justice
Frequently Asked Questions about Donald Griffith
What company does Donald Griffith work for?
Donald Griffith works for Massmutual
What is Donald Griffith's role at the current company?
Donald Griffith's current role is Head of Financial Crimes and Fraud Prevention Compliance.
What is Donald Griffith's email address?
Donald Griffith's email address is dg****@****ant.edu
What is Donald Griffith's direct phone number?
Donald Griffith's direct phone number is +141374*****
What schools did Donald Griffith attend?
Donald Griffith attended Syracuse University College Of Law, Syracuse University, The University Of Akron.
What are some of Donald Griffith's interests?
Donald Griffith has interest in Professional Networking, Entrepreneurship, Investing, Politics, Fitness/nutrition, Ethics, Management Training, Time Management, Economics, Sports.
What skills is Donald Griffith known for?
Donald Griffith has skills like Wellness, Training, Employee Benefits, Insurance, Time Management, Small Business, Coaching, Team Building, Entrepreneurship, Marketing, Customer Service, Strategic Planning.
Who are Donald Griffith's colleagues?
Donald Griffith's colleagues are Dori-Ann Sheltra, Timothy Ozuk, Laura Dossantos, Hugh Staples, Horia-Alexandru Sicoe, Harold F. Jarvis Iii, Harshal Unhale.
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