Lead SEC-registered asset management firm with $800+ million AUM. Serve as Managing Member of Board of Directors. Provide specialized services, including Objective-Based Investment Strategies, comprehensive Outsourced Chief Investment Officer (OCIO) services, and direct Indexing. Aid clients with the establishment and management of investment management operations. Advise clients regarding governance, regulatory, and back-office requirements. Provide customized OCIO investment solutions with partner firms, including RIAs, family offices, and small to medium institutions, such as endowments and foundations. Drive custom portfolio construction and management.▪ Created and continue to manage Palladiem’s proprietary discretionary and advisory investment strategies. ▪ Developed a proprietary model to facilitate a customized and centralized approach to asset management for investors, including passive, active, and private assets. ▪ Streamlined portfolio management execution across multiple custodians and currencies.▪ Established a 10-year track record for five multi-asset, three liquid alternatives, income distribution, risk-managed gold, and risk-managed crypto investment strategies.▪ Partnered with a quant research firm to enhance the firm’s risk and asset management capabilities.

Engineered and directed the firm’s proprietary discretionary and advisory investment strategies. Managed $13+ billion over seven years. Controlled a $1 million annual research budget. Directed staff of 30, including investment and risk management professionals.▪ Managed one of Pershing LLC’s highest operating margin businesses. ▪ Originated firm’s proprietary investment process, including asset and factor allocation, thorough money manager research, selection, and portfolio construction.

Originated and managed the firm’s proprietary discretionary investment management program of $1.5 billion under management. Incorporated tax optimization and core/satellite approach. Oversaw 13 investment professionals with annual budget of $2 million. Delivered and managed the industry’s first fully discretionary UMA for taxable and tax-exempt investors.▪ Pioneered actively managed alternative asset strategies for distribution to independent RIA marketplace.▪ Spearheaded creation of unique, low cost, proprietary guaranteed benefit wrap account to house proprietary investment products.▪ Introduced indexed approach to bond management for taxable portfolios.

Advised firm’s high net worth and institutional client relationships. Directed firm’s investment strategies for 10,000+ clients, including $5+ billion in assets. Oversaw the firm’s proprietary UMA and advisory accounts, including capital market research, asset/style allocation, and money manager research and selection, and portfolio construction. Managed staff of investment professionals.

Directed firm’s Consulting Group, including investment advisory programs with $50+ billion in client assets. Played key role in firm’s proprietary TRAK mutual fund advisory program, industry’s first discretionary mutual fund wrap program. Served as Investment Officer of the fund family. Launched proprietary, actively managed commodity portfolio. Managed one of the industry’s first multi-strategy alternative 1940 Investment Act mutual funds.

Managed bank’s most significant pension consulting relationships, such as IBM, Honeywell, and Boeing Corp. Developed performance measurement and analytics reporting package. Chairperson for Trust Universe Comparison Service.

Worked in the analytical services division building, delivering and managing investment risk management applications for the bank's institutional global custody clients. On the team that developed the banks Electronic Delivery System (NEDS) for risk analytics and performance directly to institutional clients. Also involved in the development of the bank's trade crossing program and portfolo insurance.