• Lead the HKMA Stablecoin Issuer Sandbox application and discussion with the HKMA for RD InnoTech Limited.• Provide leadership and oversight for Compliance and AML strategies related to stablecoin issuance and redemption.• Maintain strong relationships with key stakeholders, including the HKMA and the virtual asset community.• Engage in regular dialogues with the HKMA to exchange insights on stablecoins.• Collaborate with licensed VATPs and banking partners, facilitating in-depth discussions with the stablecoin taskforce.• Represent RD Technologies in international forums and standard-setting bodies on stablecoin regulation.• Report to the Group CEO and Group Chief Compliance Officer, and engage with senior management on emerging regulatory developments.• Act as a trusted advisor to senior executives on compliance risk.Conduct extensive research on the global policy and regulatory landscape surrounding stablecoins.• Lead the development and implementation of compliance and AML policies and procedures, managing risks related to stablecoin issuance and management.• Lead the Compliance & AML team, fostering continuous learning and growth.

• As the OKX MLRO, I oversaw AML policy compliance and fulfilled MLRO duties in AML/CFT, sanctions risk management, outsourcing, business conduct, as well as regulatory compliance and liaison.• Reported to the Group Chief Compliance Officer, APAC Head of Compliance and participated in Quarterly Board Meetings.• Acted as a trusted advisor to the OKX Global Board on financial crime risk.• Identified and managed financial crime risks, assessed global compliance with laws, and conducted proactive audits.• Maintained AML and regulatory compliance relationships with regulators and stakeholders.• Acted as the primary point of contact for AML compliance for law enforcement and supervisory authorities.• Managed regulatory relationships, reporting, and disclosure of financial crime information.• Provided compliance advice and tracked procedures for new product and service launches.

• As the Huobi Global MLRO, I designed an effective 2nd Line of Defence AML Compliance Control Policy Framework.• Collaborated with regional Compliance departments on monitoring and testing programs.• Escalated AML compliance issues to the Global Chief Compliance Officer and Board.• Managed the VASP license application to the Central Bank of Ireland.• Conducted regular assessments of systems and controls to manage risks effectively.• Stayed informed on global regulatory developments impacting the business.• Oversaw the design and roll-out of Compliance Monitoring Programs and Policy Framework.• Managed license application projects and collaborated with ICO and NFT project stakeholders.• Ensured AML requirements were considered in new product/service developments.• Conducted AML compliance training and handled periodic key reporting.

• Pioneered the design and implementation of cutting-edge financial crime compliance controls, positioning WeLab Bank as one of the first licensed digital banks in Hong Kong.• Designed and implemented compliance processes adhering to HKMA FinTech Supervisory Sandbox requirements.• Led the AML Independent Assessment project and developed a comprehensive FCC framework.• Spearheaded regulatory visits and inspections, and conducted FCC training.• Submitted reports to the HKMA governance forum and maintained robust policies and procedures.

• Collaborated with the FCC RBWM team to maintain AML standards.• Engaged with regulatory bodies and established reporting procedures for e-banking AI chatbots and PayMe.• Conducted compliance reviews and provided advisory services on FCC issues.

• Ensured compliance with AML and Sanctions monitoring for the SFC.• Participated in a pilot project on contextual monitoring and provided FCC advice.• Enabled investigations and resolutions of suspicious financial crime activity.

• Coordinated virtual teams to perform CDD services and escalated incidents to FCC for Global Banking Banks & Securities and China Large Corporate institutional sectors.• Managed CDD requests and activities for institutional sectors.