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@finwebtech.com
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3 phones found area 212 and 786
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LinkedIn matched
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Don Lee, Mba, Cams is listed as Founder/ CEO at FinWebTech at FinWebTech, a company with 6 employees, based in Fort Lauderdale, Florida, United States. AeroLeads shows a work email signal at finwebtech.com, phone signal with area code 212, 786, and a matched LinkedIn profile for Don Lee, Mba, Cams.
Don Lee, Mba, Cams previously worked as Founder/ CEO at Finwebtech and Chief Compliance Officer at Genesis Investment Advisors And Genesis Fund Management. Don Lee, Mba, Cams holds Masters, Business Administration from Nova Southeastern University.
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AeroLeads found 1 current-domain work email signal for Don Lee, Mba, Cams. Compare company email patterns before reaching out.
Securities Industry ExperiencePast Licenses: Series 7, 63, 24, 3, CAMSExperience:Compliance - Firm level, branch level and non-branch level compliance. Implementation of compliance program in all three levels. Supervision of business practices and sales practices on all levels. Compliance of international and domestic retail and institutional accounts. Anti Money Laundering Compliance. Maintaining relationship with regulators responding to regulatory requests and managing audit process. Identification of risk through compliance. Operations - Management of Trading Desks, Margin, Purchase and Sales, New Accounts, Settlements and other operational areas of the firm. Also responsible for assessing risks associated with new and existing businesses. Recruiting of new independents. Expansion of the firm's products, services and technology. Business Development - Developing organic growth of the organization by developing Branch Offices through our existing correspondents. Recruiting new correspondents for our Branch and Non-branch models. Expansion of our product base including building new platforms for our Fixed Income desk. Due dilligence process on new clearing, limited partnership and new businss relationships.Management - Management of all Home Office personnel, technology personnel and brokers ensuring proper work flow and efficiency.IT Experience: Business Process Automation with Clearing Firm data, trade data and customer data through our proprietary application. Construction management of IT solutions for backoffice intranet systems and front end broker/ retail systems. New Product: Reviewing current business and competitors to ensure that our technology products are up to date. Analyze current platform process and work with programmers to create enhanced order entry and management platformsSpecialties: FINRA Securities License: 7, 63, 24, 3, 99Securities Compliance, Securities Operations, Business Development, Management, IT.
Listed skills include Securities, Finra, Management, Banking, and 19 others.
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Ft Lauderdale, Florida
Founder of FinWebTech (Financial Web Technologies) a software development firm specializing in the automation based compliance software for the financial services industry including FINRA registered Broker Dealers, SEC Registered Investment Advisory (RIA) and other Financial Services firms. Automation compliance services includes Anti Money Laundering.
Coral Gables, Florida
Genesis Investment Advisors and Genesis Fund Management are SEC Registered Investment Advisors with offices located in Coral Gables, Florida and New York city. Genesis was founded in 2000 as an affiliate of a large Swiss banking group and became independent as Genesis Investment Advisors in 2005. Genesis services international and US customers with.
Miami, Florida
Chief Compliance Officer, AMLCO and Chief Operations Officer of the firm. Member of the senior management team setting the firm's vision and corporate strategy. Chief Compliance Officer & AMLCOImplementation, management and supervision over the firm's compliance and anti money laundering programs. Liaising with FINRA and other regulatory bodies managing.
Coral Gables, FL
Managed the operations of the Broker Dealer including the trading, technology, backoffice operations and assisted in the compliance. Maintained operational management to support 55 registered representatives.
Managed Technical Projects to enhance the front end Wallstreete.com and brokerwebstation.com technology platforms. Also managed the backend applications that are directly linked to the clearing firm to provide fully automated functions. Also managed the trading review and release desk and assisted with backoffice operations.
Managed the production and distribution of personal care toiletries, and household chemicals in Jamaica and the Caribbean. Managed production, marketing, administrative and distribution staff to accomplish the desired goals of the organization.
Other employees you can reach at finwebtech.com. View company contacts for 6 employees →
Anthony Merridy
Colleague at FinwebtechQueens County, New York, United States, United States
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Adriana Uribe
Colleague at FinwebtechColombia, Colombia
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Alejandro Christian Juárez Vega
Colleague at FinwebtechMiami, Florida, United States, United States
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Andrea Napoli
Colleague at FinwebtechMiami, Florida, United States, United States
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Computer Science Club
Quick answers generated from the profile data available on this page.
Don Lee, Mba, Cams works for FinWebTech.
Don Lee, Mba, Cams is listed as Founder/ CEO at FinWebTech at FinWebTech.
AeroLeads has found 1 work email signal at @finwebtech.com for Don Lee, Mba, Cams at FinWebTech.
AeroLeads has found 3 phone signal(s) with area code 212, 786 for Don Lee, Mba, Cams at FinWebTech.
Don Lee, Mba, Cams is based in Fort Lauderdale, Florida, United States while working with FinWebTech.
Don Lee, Mba, Cams has worked for Finwebtech, Genesis Investment Advisors And Genesis Fund Management, Global Strategic Investment, Wallstreet*E Financial Services, and Dml Industries.
Don Lee, Mba, Cams's colleagues at FinWebTech include Anthony Merridy, Adriana Uribe, Alejandro Christian Juárez Vega, and Andrea Napoli.
You can use AeroLeads to view verified contact signals for Don Lee, Mba, Cams at FinWebTech, including work email, phone, and LinkedIn data when available.
Don Lee, Mba, Cams holds Masters, Business Administration from Nova Southeastern University.
Don Lee, Mba, Cams is listed with skills including Securities, Finra, Management, Banking, Risk Management, Financial Services, Business Development, and Series 7.
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