Doug Laming Email & Phone Number

London, England, United Kingdom

UK And Europe

QuadPro is an international consultancy providing CASS & Safeguarding solutions to EMI's, API's and financial institutions. Within this consultancy I have supported a diverse range of clients across the financial and commercial landscape. Most recently, I have deployed Safeguarding SME knowledge to assist a UK electronic money institution in complying with.

South East

Lloyds Bank plc is a British retail and commercial bank with branches across England and Wales. It has traditionally been considered one of the "Big Four" clearing banks. I undertook significant work with Lloyds within my role at QuadPro. Some of my core achievements were: ► Providing CASS SME guidance, ensuring all CASS related activities are considered.

London

QuadPro Consulting – ConsultantWebsite: https://www.quadproconsulting.co.uk/Within QuadPro, I conducted a thorough review of all CASS processes and documentation for an international bank. Within this role, my additional achievements included: ► Rewriting and enhancing where required to ensure the appropriate oversight was in place to meet the CASS.

Aviva Investors is an asset management company and is part of the Aviva group. Within the remit of QuadPro, I implemented a CASS oversight function, introducing key documentation, such as a CASS Resolution Pack and policy, and a framework to comply with FCA regulation and inspection. I am also proud of: ► Serving as the key point of contact for auditors.

TCC help our UK and Australian clients to enhance culture and drive efficiencies. Throughout my time with this organisation, operating under QuadPro, my achievements include: ► Undertaking a targeted independent analysis of a fund manager’s CASS governance, oversight and control arrangements.► Embedding reconciliation and record keeping processes to.

Various

Formerly Selftrade, EQi was purchased by Equiniti in 2015. EQi has been created to offer our customers independence, choice and control over their investments. As a CASS Manager within QuadPro, my key responsibilities were: ► Establishing a robust commitment to CASS rules, including reconciliation, governance and policies. ► Embedding CASS as a part of the.

London, United Kingdom

Barclays is a British universal bank, and throughout my time there I am proud of leveraging my expertise to conduct regular quality assurance reviews of procedures, processes and controls across the investment bank, ensuring adherence to CASS rules and providing expert guidance and advice.

Kent

Capita Registrars, now known as Link Group, connects millions of people with their assets including equities, pension and superannuation, investments, property and other financial assets. Within my position as Treasury Manager, I oversaw a large, high-performance team, managing cash flows, stock accounts, client money accounts and the ongoing relationship.

Based In London But Role Conducted Worldwide

HSBC is one of the world’s largest banking and financial services organisations, serving more than 40 million customers across a network that covers 64 countries and territories, via three global businesses. As Agent Risk Assessments Manager, I conducted on-site due diligence and Basel II risk reviews on third party agents to determine their suitability.

Based In London But Role Conducted Throughout Eastern Europe

Within this role, I was tasked with undertaking significant back office functions for large institutional clients such as investment banks, pension funds, fund managers and large corporates.

London, United Kingdom

As Compliance Manager, I provided expert advice on regulatory matters to our internal customers which involved interfacing directly with all levels of management and staff.