Doug Laming Email and Phone Number
Doug Laming personal email
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I am a forward-focused, adaptable and determined senior financial services consultant, commanding a unique level of experience gained within banking, investment, fund management and stockbroker environments.I bring the valuable combination of expert insight and specialist knowledge of client asset sourcebook rules [CASS] and the EMR 2011 & PSR 2017 Safeguarding regulations with a wider capacity to guide high-performance teams and manage projects. I have over two decades of experience of spearheading process improvement initiatives within various financial contexts.In that time, I have also established a strong interpersonal acumen and an optimising approach to build sustainable business relationships and navigate ambiguity.Above all, I am integrity-driven and demonstrate a strong commitment to regulatory compliance and establishing robust governance frameworks.I am now looking to further share my knowledge as an EMR and PSR Safeguarding and CASS Consultant, driving the development of electronic money institutions within the international arena and helping to shape financial organisations or electronic money firms at earlier stages of their lifecycles.The core areas of expertise I can offer include: CASS 6,7, 8 and 10 | EMR 2011 & PSR 2017 Safeguarding | Strategic Vision | Risk Management | Financial Acumen | Project Management | Relationship Building | Regulatory Compliance | Policy Development | Functional Leadership | Multi-Functional Collaboration | Innovation and Technology | Corporate Governance | International Expertise | FCA Guidance | FinTech✆ If you feel I can add value to you or your organisation, please feel free to connect with me and we can discuss. Alternatively, send me an email at douglaming@quadproconsulting.co.uk. I look forward to hearing from you!
Bilderlings
View- Website:
- bilderlings.com
- Employees:
- 64
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Head Of SafeguardingBilderlings Apr 2022 - PresentLondon, England, United Kingdom
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Safeguarding (Client Money) ConsultantQuadpro Consulting Ltd Apr 2015 - Apr 2022Uk And EuropeQuadPro is an international consultancy providing CASS & Safeguarding solutions to EMI's, API's and financial institutions. Within this consultancy I have supported a diverse range of clients across the financial and commercial landscape. Most recently, I have deployed Safeguarding SME knowledge to assist a UK electronic money institution in complying with EMR 2011, PSR 2017 and the FCA’s Payment Services and Electronic Money Approach document. My other key achievements within this position have been:► Conducting a review of the EMI’s Safeguarding processes, policies and procedures in preparation for an external Safeguarding audit requested by the FCA.► Advising on regulatory matters, including the development of procedures for general regulatory requirements.► Spearheading a project to apply for a European licence for the EMI, committing to defining complex requirements and recruiting staff with specialist knowledge to achieve success. -
Cass ConsultantQuadpro Consulting Ltd At Lloyds Banking Group Mar 2016 - Dec 2019South EastLloyds Bank plc is a British retail and commercial bank with branches across England and Wales. It has traditionally been considered one of the "Big Four" clearing banks. I undertook significant work with Lloyds within my role at QuadPro. Some of my core achievements were: ► Providing CASS SME guidance, ensuring all CASS related activities are considered across a variety of projects. ► Acting as a key member of the Specialist Support Team, offering critical CASS advice.► Re-energising mandatory CASS training packs, collaborating with external companies to formulate innovative technical solutions.
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Cass SmeQuadpro Consulting Ltd At An International Bank Dec 2015 - Feb 2016LondonQuadPro Consulting – ConsultantWebsite: https://www.quadproconsulting.co.uk/Within QuadPro, I conducted a thorough review of all CASS processes and documentation for an international bank. Within this role, my additional achievements included: ► Rewriting and enhancing where required to ensure the appropriate oversight was in place to meet the CASS regulations.► Providing training to staff to increase the CASS knowledge and culture within the organisation.► Implementing additional oversight and control measures to monitor compliance and increase awareness of CASS within the firm.
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Interim Head Of Regulatory Reporting & CassQuadpro Consulting Ltd At Aviva Investors Jul 2015 - Dec 2015Aviva Investors is an asset management company and is part of the Aviva group. Within the remit of QuadPro, I implemented a CASS oversight function, introducing key documentation, such as a CASS Resolution Pack and policy, and a framework to comply with FCA regulation and inspection. I am also proud of: ► Serving as the key point of contact for auditors conducting CASS audits.► Coordinating a thorough FCA inspection, liaising across multiple teams to respond accordingly to results.► Collaborating with the CF10a to devise CASS governance and control.
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Cass ConsultantQuadpro Consulting Ltd At Tcc Jun 2015 - Jul 2015TCC help our UK and Australian clients to enhance culture and drive efficiencies. Throughout my time with this organisation, operating under QuadPro, my achievements include: ► Undertaking a targeted independent analysis of a fund manager’s CASS governance, oversight and control arrangements.► Embedding reconciliation and record keeping processes to provide a written report and remediation plan as requested by the FCA.► Providing expert insight and advice to senior management within the firm, promoting the significance of the CASS rules and the FCA’s expectations
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Cass ManagerQuadpro Consulting Ltd At Selftrade May 2014 - Jun 2015VariousFormerly Selftrade, EQi was purchased by Equiniti in 2015. EQi has been created to offer our customers independence, choice and control over their investments. As a CASS Manager within QuadPro, my key responsibilities were: ► Establishing a robust commitment to CASS rules, including reconciliation, governance and policies. ► Embedding CASS as a part of the long-term business strategy within an ever-evolving business environment. ► Ensuring that the company was FCA and CASS compliant and that assets were protected.
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Cass Custody SpecialistBarclays Investment Bank Sep 2013 - May 2014London, United KingdomBarclays is a British universal bank, and throughout my time there I am proud of leveraging my expertise to conduct regular quality assurance reviews of procedures, processes and controls across the investment bank, ensuring adherence to CASS rules and providing expert guidance and advice. -
Treasury ManagerCapita Registrars Jan 2012 - Sep 2013KentCapita Registrars, now known as Link Group, connects millions of people with their assets including equities, pension and superannuation, investments, property and other financial assets. Within my position as Treasury Manager, I oversaw a large, high-performance team, managing cash flows, stock accounts, client money accounts and the ongoing relationship with banks. -
Agent Risk Assessment ManagerHsbc Bank Plc Jan 2010 - Nov 2011Based In London But Role Conducted WorldwideHSBC is one of the world’s largest banking and financial services organisations, serving more than 40 million customers across a network that covers 64 countries and territories, via three global businesses. As Agent Risk Assessments Manager, I conducted on-site due diligence and Basel II risk reviews on third party agents to determine their suitability for HSBC’s continued use.
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Global Custody Network ManageragerHsbc Sep 2007 - Jan 2010Based In London But Role Conducted Throughout Eastern EuropeWithin this role, I was tasked with undertaking significant back office functions for large institutional clients such as investment banks, pension funds, fund managers and large corporates. -
Compliance ManagerHsbc Bank Plc Sep 2004 - Nov 2007London, United KingdomAs Compliance Manager, I provided expert advice on regulatory matters to our internal customers which involved interfacing directly with all levels of management and staff.
Doug Laming Skills
Frequently Asked Questions about Doug Laming
What company does Doug Laming work for?
Doug Laming works for Bilderlings
What is Doug Laming's role at the current company?
Doug Laming's current role is Head of Safeguarding.
What is Doug Laming's email address?
Doug Laming's email address is do****@****ail.com
What are some of Doug Laming's interests?
Doug Laming has interest in Children, Ice Hockey, Playing And Coaching Juniors.
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Doug Laming has skills like Global Custody, Risk, Securities, Equities, Settlements, Corporate Actions, Risk Management, Settlement, Compliance, People Management, Operational Risk, Due Diligence.
Who are Doug Laming's colleagues?
Doug Laming's colleagues are Dmitry Kuvshinov, Anastasija Vasko, Irina Bekmane-Pilinovica, Tatjana Petjukevica, Aleksandra Smirnova, Tatjana Golovana, Elina Devis.
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