Douglas R. Email and Phone Number

Engaged in quality control by actively monitoring all aspects of Global Stock Plan Representatives’ output that impacted the client. This was done through quality coaching, live customer service call monitoring, and operational written evaluations, to assess the quality of output the representatives were providing to internal and external clients.

Licensed securities representative that places trades on all major equity global stock markets for corporate stock plans, Morgan Stanley executive compensation plans, and direct share program clients.Served as an Initial Public Offering representative to insure that financial advisors were educated and following strict policies and procedures for Initial Public Offerings set by the Securities and Exchange Commission.