Douglas Maclean, Mba, Cams, Svp Email & Phone Number

Tampa, Fl, Us

New York, New York, Us

In this pivotal role, I manage and govern Citi's global legal entity framework, ensuring accurate organization and utilization to support regulatory and financial reporting. I provide oversight to processes, controls, data, and systems throughout the lifecycle of all legal entities, ensuring compliance with fiduciary responsibilities. Additionally, this role includes driving simplification and optimization initiatives to maintain an efficient and resolvable legal entity structure, supporting Recovery and Resolution Planning.

New York, New York, Us

Lead transformative initiatives by taking the reins on addressing Consent Order requirements and orchestrating the global standardization of Data Quality Management (DQM) processes. In this pivotal role, I define and meticulously document DQM tooling requirements, strategically develop a cohesive global strategy, and implemented consistently robust processes that seamlessly align with the expectations of both senior leadership and regulatory bodies. Impacts extend beyond process optimization with my designing and delivering comprehensive training sessions to global stakeholders, fostering a culture of excellence and compliance.Key Achievements:• Spearheaded the creation of a Data Quality Requirements Guidance for Data Consumers.• Formulated and implemented metrics processes for reporting, forecasting, and capacity planning.• Devised and presented a comprehensive procedure for status reporting.• Created and delivered Data Quality training videos and materials to enhance team capabilities.

New York, New York, Us

Orchestrated the seamless and globally uniform implementation and compliance with Anti-Money Laundering (AML) policies and procedures by fostering collaboration with AML Risk Management teams, Internal Audit, external regulatory entities, and various stakeholders. With a primary emphasis on emerging products, thresholds/scenarios, and Model Risk Management, ensured a comprehensive and effective approach to upholding the highest standards in AML compliance across diverse operational facets.Key Accomplishments: • Headed a team to evaluate new product approval processes for 134 products.• Formulated and published over five (5) sustainable procedures, standards, and guidance documents for the implementation of new processes, and provided comprehensive training to AML staff.• Executed the implementation of two (2) metrics reporting processes for oversight committees.• Successfully managed the retirement of 30+ models and facilitated the transition of 79 models to new oversight processes.• Managed the execution of Management Control Assessments (MCA) for 7 processes, encompassing areas such as End-User Computing, Data Privacy, and more.

New York, New York, Us

Drove the forefront of Anti-Money Laundering (AML) initiatives within the Latin America region, spearheading the implementation of new products, Transaction Code Management, and refining scenarios/thresholds for Mantas scenarios. Established robust partnerships across the organization to ensure the success of these endeavors. Delivered impactful risk prevention projects by adeptly identifying, mitigating, and escalating issues that demand attention, thereby contributing to a resilient and proactive AML framework.

New York, New York, Us

Conducted comprehensive validations of Anti-Money Laundering (AML) Technology implementations, encompassing both Business-As-Usual (BAU) processes and large-scale project implementations. Collaborated closely with Compliance, Risk Managers, Technology teams, and end users to meticulously gather relevant Business and Functional Requirements. Executed end-to-end reconciliations and meticulously designed test scripts to ensure thorough testing execution. Established success criteria crucial for the seamless migration of implementations into production. This multifaceted approach ensured the robustness and efficacy of AML Technology implementations.Promoted to Coordinator/ BA from Tester Lead in 2014.

New York, New York, Us

Performed risk-based enhanced due diligence investigations on flagged activities, meticulously scrutinizing for potential money laundering indicators, and identifying behaviors associated with potential terrorist financing within the Latin America region, with a specific focus on Colombia. Notably, all case logs were meticulously documented in Spanish to adhere to in-country regulations.

Master Of Business Administration - Mba, International Business

B.S., Managment, International Business, Spanish