Securities offered through Cadaret, Grant & Co., Inc., member FINRA/SIPC. Advisory services offered through Strategic Financial Services, an SEC Registered Investment Advisor. Strategic Financial Services and Cadaret, Grant & Co., Inc. are separate entities.

• A member of the Investment Committee• Responsible for the day-to-day monitoring and management of the Strategic Equity Income and Strategic Growth portfolios• Sector specialties include: Technology, Industrials and Healthcare

• Use Economic Value Added (EVA) financial modeling and valuation to identify attractive corporate investment opportunities for institutional money managers• Prepare reports and investment theses to persuade institutional investors of the merits of valuation opportunities within individual equities and sectors• Verbally pitch research ideas to groups of portfolio managers and investment analysts• Business Development: develop new research products to expand our offering; identify and target new institutional clients; improve the look and feel of our suite of products

• Responsible for the North American CROCI product• Fundamental corporate valuation analysis; research report writing, client presentations and marketing• Stock picking and valuation specialist, with emphasis on long-term deep value and contrarian opportunities • Used economic profit principles to identify and create portfolios of equity investment opportunities• Built the US business from the ground up: educating sales, identifying and attracting new institutional clients• Broad industry knowledge, with coverage of over 750 global corporations

• Head of U.S. Capital Structure Analysis research team• Responsible for all aspects of the US product: fundamental cross-asset class trade idea generation, portfolio management, client interaction, product development (including structured trading strategies), data quality• Exceptional performance of trades (CDS, Equity, and equity options). The portfolio increased in value by 177% in 2007, with highly uncorrelated returns – performing well in both the bull and bear markets that characterized the year• Broad industry knowledge, with coverage of over 250 global corporations• Jointly responsible for developing, maintaining and motivating a team of 40 offshore financial analysts

• Worked on a three-person team to develop, build and test a new capital structure analysis research product• Designed a web-based tool to screen for cross-asset class investment opportunities and for fundamentally analyzing a corporation’s capital structure• Built a series of specialized modules for analyzing capital structure events (M&A, LBOs, share issuance)• Launched the CSA product (trade ideas and web-based tool) to European clients

• Lead analyst on small and mid-cap European Capital Goods corporations• Performed in-depth financial statement analysis and market research within the Capital Goods sector• Interacted with corporate CFO and CEOs • The team was ranked No. 1 in the 2003 European Institutional Investor (II) Survey, and No. 2 in the Global II Survey• Authored unique long shelf life research on pensions and stock option expensing

• Created a bottoms-up GE divisional earnings model for valuation purposes, and found the company’s stock to be highly overvalued. The shares fell from $53 in August 2000 to $22 in February 2003 (ultimately falling to $7 in 2009 in the wake of the financial crisis)

Team Leader• Directed a cross-functional team of customers, Product Assembly, and Manufacturing• Six Sigma, Green Belt certified• Identified and captured over $30,000/year in design and lean manufacturing cost savings• Presented team findings at a semi-annual international military conferenceYoung Professional Society (YPS)• Treasurer - Set, tracked and maintained YPS budget• Activities Chairman - Planned activities for 45 young GE professionals including: executive discussion at NBC studios in NYC, and monthly speaker series

• Communicated daily goals and provided motivation to unionized assembly team• Reduced injuries through design of ergonomic solutions to dangerous assembly jobsDesign Engineer - International Team• Worked on the certification of a new engine with Italian profit-sharing partners• Established layout of modular inlet to reduce installation cycle times and cost

• Optimized turbine blade designs using 3D finite element modeling• Trained experienced engineers on the use of a new finite element modeling techniques