David Polonsky Email & Phone Number

London, England, Gb

ARR at time of joining: $1mn; current: $30mn focused on enterpriseHeadcount at time of joining: 14; current: 150FundApps monitors and reacts to regulatory change, to provide automated monitoring services that alert users to issues via an intuitive web interface. We provide services to automate some of the most complex tasks in financial compliance.Our market-leading compliance solutions help 100+ of the world’s largest financial institutions avoid fines and reputational damage, prove adherence to regulation, and manage disclosures efficiently.Every day, our service monitors a collective $12+ trillion in Assets under Management on behalf of clients ranging from $200 million Hedge Funds to the largest Sovereign Wealth Fund in the world.Our services include:• Shareholding Disclosure: We automate the monitoring of disclosure requirements. This includes major shareholding, SEC's Section 13, short selling, takeover panels, issuer limits and requests. • Position Limits: We automate the monitoring of positions against exchange-imposed limits (including MiFID II and the US CFTC). We source regulatory data to increase accuracy and expedite limit warnings.• Sensitive Industries: We automate the monitoring of regulatory thresholds in “sensitive” industries. This includes pre-approval and post notification, hard-stop and issuer-specific limits.• The FundApps Academy: We are pleased to introduce our new online subscription-based learning module. This aims to help both those who are new to Shareholding Disclosure and those who want to deepen their knowledge. To begin, we have launched our first course on the complexities of short selling regulation. Responsibilities Include:• Growing a RegTech pioneer in the US and North American to further support our clients and continue our rapid expansion. • Developing bespoke strategies and business models for the US market.

London, England, Gb

New York, Ny, Us

London, Uk, Gb

ARR at time of joining: $19mn; at exit: $26mn focused on enterpriseHeadcount at time of joining: 117; at exit: 157Senior Manager focused on financial services and management consulting. Led a variety of projects for top 10 (by AUM) asset managers, globally with a focus on the following:• Reviewing and defining the strategic operating model options for a leading asset manager’s front office workflows, specifically focusing on increasing automation and developing more efficient practices for dealing desks and portfolio management.• Lead a team comprising of internal client teams, software vendors, and consultants to implement complex trading systems and processes• Curate workflows specifically designed for operating real-time on a global scale and across all asset classes.• Design and scope projects related to future-proofing legacy systems with an objective to meet IBOR (Investment Book of Records) requirements

Frankfurt Am Main, Hessen, De

While in a Management Consulting role at Alpha FMC, my main responsibility was to lead a multi-stage, multi-country transformation project within Deutsche Bank Asset Management (DWS) across Frankfurt, London, and New York focused on efficiencies for their fixed income desk.

Neuilly Sur Seine, Paris, Fr

ARR at time of joining: $180mn; exit: $200mn focused on mid-marketHeadcount at time of joining: 900; at exit: 1000Hedge Fund Product Manager for the Beauchamp product suite.• Responsible for strategy, design, development for award-winning hedge fund products. • Involved in final stages of commercial processes.• Represented Linedata at industry events providing thought leadership at conferences globally. This was achieved by speaking on panels, webinars and industry analysis presentations.

Windsor, Connecticut, Us

ARR at time of joining: $72mn; at exit: $150mn focused on boutiques to enterpriseHeadcount at time of joining: 400; current: 750• Senior account and project manager for 20 multi-national asset manager clients, end-users of the Eze Order Management System.• EMEA lead for pre-sales and up-selling.• Interacted with senior traders daily to improve trade execution and provide real-time client service.

Windsor, Connecticut, Us

• Provided technology solutions to 13 hedge funds in New York City with combined AUM of over $20 billion• Acted as liaison amongst the client, Eze, Prime Brokerage, Executing Brokers, Risk Management, and various third parties• Managed and coordinated internal teams to deliver tailored solutions to accompany hedge fund-specific trading strategies, execution methods, and short-selling initiatives

• Account executive at a technology services boutique specializing in strategic client services including IT network services, technology strategy, custom software and Web development, systems integration, and managed Web hosting • Responsible for identifying potential new clients, driving new projects, and negotiating deal terms

• Performed trading assistant duties in commodity options and futures on the trading floor of the New York Mercantile Exchange for an experienced Crude Oil trader• Analyzed and researched the concepts of risk management, position management, volatility speculation, and hedging• Executed orders to trade over $1.5 million in Crude Oil and Gold futures in high pressure situations

Master Of Business Administration (Mba), Entrepreneurship/Entrepreneurial Studies

Bachelor Of Science - Bs, Information Sciences And Technology