Dr. Saheed Adegbenro Email and Phone Number

Oversee all aspects of regulatory compliance as an independent consultant for a portfolio of financial institutions, including the establishment of internal controls and management of annual/periodical audits. Highlights to date:• Provide recommendations and reports for senior leaders as a compliance and Audit subject matter expert• immplement and monitored technology systems designed to optimise the compliance function• Lead investigations into all escalated compliance issues in… Show more Oversee all aspects of regulatory compliance as an independent consultant for a portfolio of financial institutions, including the establishment of internal controls and management of annual/periodical audits. Highlights to date:• Provide recommendations and reports for senior leaders as a compliance and Audit subject matter expert• immplement and monitored technology systems designed to optimise the compliance function• Lead investigations into all escalated compliance issues in consultation with key stakeholders• Act as a focal point for regulatory/enforcement bodies and report all violations in a timely manner • Assessed industry trends and emerging best practice standards in compliance • Analyse sales/marketing collateral to align commercial requirements with compliance standards for complex and heavily regulated areas as securities. Show less

• Development and implementation of company policies and procedures that meet national and international laws as well as sector-specific rules and regulations outlined by relevant regulatory agencies • Ensuring that employees, management and board level directors operate with the due diligent and integrity required to protect the company against legal risk • Advising relevant teams on legal or regulatory issues regarding sales, marketing, vendors, products or projects • Designing… Show more • Development and implementation of company policies and procedures that meet national and international laws as well as sector-specific rules and regulations outlined by relevant regulatory agencies • Ensuring that employees, management and board level directors operate with the due diligent and integrity required to protect the company against legal risk • Advising relevant teams on legal or regulatory issues regarding sales, marketing, vendors, products or projects • Designing and delivering training to employees, management and the board regarding compliance procedures • Staying abreast of any changes to laws or sector specific regulations and keeping the rest of the company up to date with any changes through communication and training • Providing support to any investigations or audits into company compliance • Working closely with HR and management team for consistent enforcement of policies and procedures • Collaborate with other departments to create a culture of compliance Show less

• Safeguarded the confidentiality of the clients' documents and other personal data relating to trustees and respect the confidentiality of parties outside the trust • Providing compliance advice to the business behaviours that may violate regulatory rules or internal policies and procedures • Conducted intensive investigations using both internal and external Investigative tools to arrive at a valid risk based conclusion for individual or corporate clients alike • Identifying wider… Show more • Safeguarded the confidentiality of the clients' documents and other personal data relating to trustees and respect the confidentiality of parties outside the trust • Providing compliance advice to the business behaviours that may violate regulatory rules or internal policies and procedures • Conducted intensive investigations using both internal and external Investigative tools to arrive at a valid risk based conclusion for individual or corporate clients alike • Identifying wider risk and reputational issues, and issues relating to money laundering and fraud and providing recommendations to mitigate risk • Correspond with financial intelligence unit to manage risk and compliance matters Show less

• Obtained, completed, and maintained all regulatory KYC documentation for all clients in accordance with guidelines and in compliance with UK and global financial regulations • Analysed and reviewed client files for completeness and compliance with regulatory requirements • Correspond with law enforcement agencies and regulators to provide them information which is usually backed up with a court order • Identification of regulatory compliance changes and updates, and their… Show more • Obtained, completed, and maintained all regulatory KYC documentation for all clients in accordance with guidelines and in compliance with UK and global financial regulations • Analysed and reviewed client files for completeness and compliance with regulatory requirements • Correspond with law enforcement agencies and regulators to provide them information which is usually backed up with a court order • Identification of regulatory compliance changes and updates, and their potential impact on the Bank's business lines • Educate and train employees on current and new regulations, practices and requirements Show less

Administered core processes and procedures including transaction monitoring, operational review, and management of exceptions. Accomplished included:• De-risked the portfolio by implementing strict control measures and continually monitoring the commercial environment for potential threats • Conducted cash and vault reviews and evaluated all relevant registers at the branch level (GL reconciliation and suspense account review)• Liaised with cross-functional colleagues and brought… Show more Administered core processes and procedures including transaction monitoring, operational review, and management of exceptions. Accomplished included:• De-risked the portfolio by implementing strict control measures and continually monitoring the commercial environment for potential threats • Conducted cash and vault reviews and evaluated all relevant registers at the branch level (GL reconciliation and suspense account review)• Liaised with cross-functional colleagues and brought resolution to all escalated items pertaining to compliance and internal control Show less