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Highly accomplished and experienced Compliance professional with a proven record of high-quality delivery, innovative problem solving and insightful guidance. Strong network builder, leader and contributor who provides effective challenge. Excellent communicator, translating between technical and non-technical audiences. Motivated by driving meaningful change.
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Head Of Americas Lrr Risk OversightBarclays Jan 2023 - PresentLondon, Gb -
Head Of Americas Chief Compliance OfficeBarclays Sep 2019 - Jan 2023London, GbWorking in the Technical Compliance team covering Barclays US operations. Using a deep knowledge of both Barclays and the Compliance function specifically to develop process enhancements and strategic operating models. Bringing my previous experience in Regulatory Relations to help advise and influence Compliance’s frequent interactions with US and global regulators. Responsibilities include regional management of Conduct Risk, Cross-Border, Risk Assessment, Governance, Audit Oversight and Regulatory Engagement, with chief of staff responsibilities for the Americas Chief Compliance and BSA Officers. Management of regulatory interactions involving Americas Compliance and Financial Crime, including examinations, supervisory engagements, and remediation. Leadership of the graduate and intern programs, as well as Diversity, Equity & Inclusion initiatives. -
Director, Regulatory RelationsBarclays Oct 2018 - Sep 2019London, GbActing as a liaison between Barclays and US regulatory agencies, providing advisory services to internal stakeholders regarding regulatory engagements and working strategically to enhance the relationship with our regulators.Core responsibilities include management of regulatory interactions including ongoing supervision, scheduled examinations and ad hoc engagements, brokering direct contact and providing notifications, as well as providing strategic advice and updates to senior management ahead of, during and following engagements. Focused on process improvement and developing consistent best practices. -
Vice President, Regulatory RelationsBarclays Feb 2014 - Oct 2018London, GbActing as a liaison between Barclays and it's Regulatory Bodies in the Americas, providing advisory services to the business and looking to enhance the relationship with our regulators.Maintaining and enhancing the relationship with Barclays' US regulatory agencies. This involves exam management, responding to requests for information, brokering direct contact and providing notifications, as well as providing an advisory service internally to business and functional areas.Contributed to the design and implementation of a comprehensive tool that logs and monitors engagements between Barclays and Regulatory agencies. -
Risk And Control - Risk AssessmentBarclays Apr 2013 - Feb 2014London, GbDeveloping and executing an industry leading Compliance risk assessment tool to identify regulatory risks and control gaps. Involved front to back in scoping, designing and implementing the tool globally. This has involved taking on responsibility for the identification and sourcing of the associated reference data, UAT, Technology sign off, training of users, technical support, QA and final analysis of results. This has also involved regular communication with senior management and demonstrating the tool to contacts at regulatory agencies.Role involves coordinating a team of external consultants as well as liaising with internal stakeholders to provide a conduit between the project team and the core business. -
Regulatory Affairs AvpBarclays Feb 2012 - Mar 2013London, GbCoordinating regulatory inquiries and examinations, regular reporting of regulatory information, relationship management, project management -
Fixed Income Advisory ComplianceBarclays Capital Feb 2011 - Feb 2012New York, Ny, UsProviding Compliance advice regarding to the Fixed Income businesses, specifically the Rates teams; opining on potential products and trades from a regulatory perspective; organising annual and ad hoc training for front office coverage; new joiner Compliance inductions; trade surveillance; drafting of policies; assisting with long term projects and investigations. -
ResearcherBlizard Institute Of Cell And Molecular Science Sep 2006 - Sep 2010Ph.D research student studying the development of regulatory T cells in the Thymus
Gavin Peters Skills
Gavin Peters Education Details
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Queen Mary University Of LondonMolecular Biology -
University Of BristolVeterinary Pathogenesis
Frequently Asked Questions about Gavin Peters
What company does Gavin Peters work for?
Gavin Peters works for Barclays
What is Gavin Peters's role at the current company?
Gavin Peters's current role is Head of Americas LRR Risk Oversight.
What is Gavin Peters's email address?
Gavin Peters's email address is pe****@****ail.com
What schools did Gavin Peters attend?
Gavin Peters attended Queen Mary University Of London, University Of Bristol.
What are some of Gavin Peters's interests?
Gavin Peters has interest in Science And Technology, Social Services, Education, Economic Empowerment.
What skills is Gavin Peters known for?
Gavin Peters has skills like Project Management, Investment Banking, Fixed Income, Financial Services, Microsoft Office, Research, Risk Management, Teamwork, Strategy, Negotiation, Securities, Analysis.
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