Duane Penfold Email and Phone Number
Duane Penfold personal email
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Duane Penfold phone numbers
Accomplished senior financial executive with a strong record of managing strategies, spearheading initiatives, improving financial performance, and identifying opportunities for increased efficiency.
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Chief Operating Officer/Chief Compliance OfficerFreedom Capital Markets Jan 2022 - PresentNew York, New York, UsFreedom Capital Markets (FCM) is the investment banking and equity capital markets arm of Prime Executions, Inc., a wholly owned subsidiary of Freedom Holding Corp. (NASDAQ: FRHC). In addition to advising clients on the go-public process – from application to bell ringing – FCM provides corporate and institutional clients with a full array of investment banking, finance, and capital markets advisory services. The company’s capabilities include initial and follow-on offerings, PIPEs, SPACs, private placements, convertible issues, debt capital, mergers and acquisitions, corporate access, and corporate restructuring.
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Chief Operating Officer/Chief Compliance OfficerPrime Executions, Inc. Apr 2013 - PresentNew York, UsResponsible for the administration and oversight of the firm’s Institutional Trading, Compliance, Technology and Back Office Operations. Mr. Penfold joined Prime Executions in 2003 after eight years of Active Duty as a Surface Warfare Officer in the United States Navy and remains active in the Navy ReservesRegistrations: SIE, Series 7, 19, 24, 25, 57, 63, 79 & 99. -
Senior Vice PresidentPrime Executions, Inc. Sep 2003 - Apr 2013New York, Us
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Afloat Culture Workshop (Acw) Atlantic FacilitatorU.S. Navy Reserve Dec 2019 - Aug 2020Norfolk, Va, UsDeveloped as a tool for Commanding Officers (COs), the workshops are an open forum discussion led and facilitated by senior command level officers provided by the Navy Reserve (NR) COMNAVSURFPAC/COMNAVSURFLANT TYCOM Headquarters (HQ) units trained to assess operational excellence by gaging trust, integrity, and effective communication up and down the chain of command to identify culture or safety issues that may impact the command. In Operational Risk Management (ORM) terms, this is hazard identification. The culture workshop process is designed to help COs determine whether their own perception of command culture is accurate. -
Commanding Officer - Naval Cooperation And Guidance Of Shipping New York (Ncags New York)U.S. Navy Reserve Dec 2016 - Nov 2019Norfolk, Va, UsThe NCAGS mission is to assist the Theater/Operational Commander in managing risk by providing situational awareness and real-time clarity of the merchant shipping picture and, secondarily, to ensure the safe passage of merchant shipping in a crisis or contingency. NCAGS New York directly supports CNE-CNA-C6F and NATO.
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Maritime Plans Chief Joint Enabling Capabilities Command Joint Planning Support Element (Jecc/Jpse)U.S. Navy Reserve Dec 2014 - Nov 2016Norfolk, Va, UsOperational Planning Team Leader at the Joint Planning Support Element (JPSE.) Provided rapidly deployable, tailored, joint planners with expertise to accelerate the formation and increase the effectiveness of a joint force headquarters during emerging operations.
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Officer In Charge - 2Nd Platoon Charlie Company Corivron 8U.S. Navy Reserve Mar 2013 - Nov 2014Norfolk, Va, UsHardware-equipped deployable unit, responsible for providing boat, security, sensor and C4 assets ISO worldwide AT/FP inshore and littoral operations
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Officer-In- Charge, Nato Rule Of Law Field Support Mission/Rule Of Law Field Force – AfghanistanUs Navy May 2012 - Jan 2013Washington, Dc, UsMobilized and served as the Officer-In- Charge, NATO Rule of Law Field Support Mission/Rule of Law Field Force – Afghanistan, Team East at FOB Salerno, Khost Province. Established and directed all Command efforts throughout four Provinces in Regional Command East (RC-E) to develop NATO Evidence Based Operations (EvBO) initiatives in support of Rule of Law efforts in a highly austere and kinetic region on the Pakistani border. -
N1 - Admin OfficerU.S. Navy Reserve Jan 2010 - Feb 2012Norfolk, Va, UsNR Naval Cooperation and Guidance of Shipping (NCAGS) Alpha based in Bronx, NY, serving in multiple Department Head positions and leading the largest of three Maritime Domain Awareness (MDA) Battalions covering nine West African countries and more than twenty AIS maritime surveillance sites.
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Lieutenant Commander In The Individual Ready Reserve (Irr).U.S. Navy Reserve Sep 2003 - Dec 2009Norfolk, Va, Us
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Surface Warfare Officer - Uss Chosin (Cg 65) And Joint Combat Identification Evalutaion TeamUs Navy Jun 1995 - Aug 2003Washington, Dc, Us
Duane Penfold Skills
Duane Penfold Education Details
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Joint Forces Staff College, National Defense UniversityMilitary Joint Operations Planning And Strategy -
U.S. Naval War CollegeJoint Maritime Operations
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Uwf Lewis Bear Jr. College Of BusinessDefense
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United States Merchant Marine AcademyMarine Engineering
Frequently Asked Questions about Duane Penfold
What company does Duane Penfold work for?
Duane Penfold works for Freedom Capital Markets
What is Duane Penfold's role at the current company?
Duane Penfold's current role is COO | CCO at Freedom Capital Markets.
What is Duane Penfold's email address?
Duane Penfold's email address is pe****@****aol.com
What is Duane Penfold's direct phone number?
Duane Penfold's direct phone number is +151674*****
What schools did Duane Penfold attend?
Duane Penfold attended Joint Forces Staff College, National Defense University, U.s. Naval War College, Uwf Lewis Bear Jr. College Of Business, United States Merchant Marine Academy.
What skills is Duane Penfold known for?
Duane Penfold has skills like Navy, Military, Security Clearance, Dod, Military Operations, Operational Planning, National Security, Defense, Program Management, Command, Organizational Leadership, Leadership.
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