Dustin Lamvermeyer, Cia, Cams Email & Phone Number

Tampa/St. Petersburg, Florida Area

Being a Sr. Advisor in Internal Audit I have been able to participate in all phases of the audit plan, mostly planning, design, and testing. My concentration is auditing the Anti-Money Laundering programs of the enterprise and our subsidiaries. The audits I conduct generally begin by meeting with business unit compliance staff to gain an understanding of their risk and control environment in order to update or build a risk and control matrix to use as a tool to plan, design, and create testing procedures for the audit. I participate in these meetings and update risk and control matrices, using them to create design and operating testing templates and lead sheets, which I use to perform and document testing. Another part of the audit process is participating in walk-through meetings with the compliance staffs for each section of the audit, like the compliance program, risk assessments, customer identification program, and suspicious activity reporting, to name a few. I have led walk-through meetings that aid in testing, helping us design the audits in the most effective manner. To manage previous audits, I work to close and validate past issues, collecting documentation and communicating with the business line compliance staff.

Attica, Ohio

In my role as Assistant Compliance Officer I was also the Assistant BSA and HMDA Officer. On the BSA side I helped our team by analyzing potential suspicious activity through alerts and referrals, working cases and investigations, and filing SARs, attaining my ACAMS certification in 2015. Being an issuing bank for prepaid access, I also offered guidance and advised external program managers on policies and procedures we created that they attested to for daily operations. This took place in scheduled calls in which we analyzed potentially suspicious activity, discussed improvements to BSA reporting based on activity reviewed and product functionality, and implemented regulatory changes to program disclosures and policies. Additionally, I processed subpoena requests for information, performed compliance testing on KYC/CIP, and participated as a member of our Prepaid Risk Committee reviewing program/BSA/product Risk Assessments, approving new programs, and planning program implementation.Wearing a different hat, as can be the case in a community bank, I was the Bank's HMDA Officer. I collected and reviewed HMDA data for both residential and commercial loans, and handled the annual LAR preparation and submission. I also had some consumer compliance duties like responding to consumer complaints and reviewing an approving program ads and customer disclosures for our prepaid access programs.

Genoa, Oh

At Genoa Bank as the Internal Audit Liaison I coordinated all internal and external audits from engagement to the final report, as well as any regulatory exams. I performed a host of monthly, quarterly, and annual internal audits touching all aspects the bank. Monthly I reported and presented updated audit items and progress toward completion to the Audit Committee. I worked with other department heads in maintaining or enhancing any internal audits and reviews that pertained to their areas, or in creating new reviews in regards to regulatory changes or suggesions from auditing firms and our prudential regulator.

Bucyrus, Ohio

At Farmers Citizens Bank as CRA Officer I helped the bank successfully cross the threshold from a Small Bank to Intermediate Small Bank Community Reinvestment Act classification during a 2013 exam with the Federal Reserve. In addition to gathering and tracking the CRA data, I spent the bulk of my time writing compliance reviews for laws and regulations, reviewing and testing loans to verify they complied with bank policy, summarizing audit reports, tracking open issues, and approving advertisements for compliance.

Attica, Oh

In my role as Call Center Supervisor at Sutton Bank I led a staff of call center agents answering a variety of bank account, online banking, Health Savings Account and debit card questions from customers. I created the training materials used to on-board new call agents, as well as policies and procedures for the Call Center department, of which I was the first supervisor leading its launch. I was the main point of contact with vendors for customer issues concerning applications for online banking, electronic services, and many lines of our debit cards and participated in product enhancements.

Attica, Oh

I perfomed a lot of telephone customer service and general ledger accounting. Also, I worked with payroll reports to compile bi-weekly 401k remittances, and other various items like insurances, city taxes, workers' compensation, and pension/profit sharing. Additionally, I reconciled the bond portfolio monthly.