Emilio A. Ruiz Email & Phone Number

Zurich, Switzerland

Zurich, Ch

Responsible for Equities Trading (Structured Products & Flow - incl. Cash Equities) and Collateral Trading Services for Region Switzerland at inception. Refocused mandate towards financing, including offering of higher risk appetite with Share Backed Lending and cash flow lending as well as Flow Lombard/deposits. Further expanded mandate to cover structuring/special investments services of swiss solutions supporting the WM division. Departmental oversight and communications (MIS packs), strategic projects (growth, hedging, new business and regulatory/liquidity), scorecards, front to back reviews (including pain point collection) and respective remediation projects (continuous improvements, incl. global platform realignments/processes, operationalising global/trade strategic reviews), stakeholder management, supervisory controls, policy review and enforcement, financial management, on-boarding (HR) and internal/external regulatory/audit management (remediation and closure).

Zurich, Ch

Responsible for departmental oversight and management support - direct report to MD, department of 50 employees, covering Region Switzerland & Global Treasury. Product control department is the profit & loss and valuation control function. Head of Finance, Operations and IT Internal Mobility for Region Switzerland directly reporting to CFO Swiss Engagement Team.Managing the managers, financial/expense management, cost allocations, HR agenda, continuous improvements, policies, communications, training, on boarding, disaster recovery planning, SOX scoping, controls, task forces, stakeholder management, PMO for Basel 3, audit liaison.

Zurich, Ch

Regulatory Reporting Specialist, CFO Division, Credit Suisse, (04/2006-10/2007) Responsible for end-to-end delivery of global project for FINMA Large Exposure compliance reporting.Project management, stakeholder management, regulatory training, process re-engineering and optimization, technical expert (SME), FINMA rule interpretations, business requirement drafting, governance, development of systems, senior management support, Basel 2, US GAAPResponsible for FINMA regulatory capital requirements compliance and management reports for Global Private Banking and Investment Banking / Treasury Region Switzerland; including balance sheet MIS.(10/2007-07/2010)People management (8 employees, 2 direct reports), compliance & management reporting, movement analysis & commentary, technical expert (SME), staff development and coaching, continuous improvements, strategic planning, controls, audit liaison, risk weighted asset savings, new business initiatives, stakeholder management (regional, cross regional and virtual teams), regulatory and US GAAP training, project management, IFRS, capital charges, funds transfer pricing, balance sheet usage, MIS allocations

Worldwide, Oo

Responsible for delivery of engagements, including project tenders, focusing on regulatory compliance. Key clients: Credit Suisse, Barclays, Egg, LloydsFSA license applications, Basel 2 implementation – policies and models, Large Exposure reporting and optimization, SLA on secondments to clients, feasibility studies.

Worldwide, Oo

Responsible for audit fieldwork & engagements, including assurance work on regulatory compliance.Audit planning & delivery, due diligence work (funding), FSA fund management applications Basel 2 Regulatory Capital Requirements for Wholesale Credit Risk and Interest Rate Risk, e-money, lead Relationship Manager for co-sourcing engagement, internal recruitment

Chartered accountant trainee responsible for audit fieldwork. Investment trusts, insurance companies, energy traders, pensions, foreign retail banks and specialized trading boutiques, securitization projects, audit tenders, closure of retail banks and FSA regulatory compliance work,

Master Of Arts (Hons), Economics & Management

Bachelors, Economics And Management