Elizabeth Baker Email & Phone Number

Austin, Tx, Us

Provide strategic oversight and governance to support the organization's mission of fostering meaningful connections and empowering individuals to lead purpose-driven lives. Leveraging my expertise in compliance, risk management, and corporate governance, I ensure the board's decisions align with ethical standards, regulatory requirements, and long-term organizational goals. I also contribute to developing policies, assessing risks, and guiding sustainable growth initiatives that enhance the community's impact and reach.

Strategic Leadership and OversightProvide visionary leadership to the Board and ensure alignment with the firm’s mission, goals, and strategic objectives.Oversee the development and execution of long-term strategies to expand the firm’s influence and impact within the financial industry.Ensure the firm maintains a strong focus on delivering value-driven GRC solutions to its clients.Governance and ComplianceUphold the highest standards of governance and ethical practices, ensuring compliance with legal and regulatory requirements.Chair Board meetings, ensuring effective decision-making, clear communication, and alignment with organizational goals.Collaborate with the Board and executive leadership to establish and monitor key performance indicators (KPIs) for the firm's success.Stakeholder EngagementRepresent the firm in high-level engagements with financial industry stakeholders, regulators, and clients.Foster partnerships and alliances to enhance the firm’s credibility, market presence, and client offerings.Act as a trusted advisor to the CEO and executive team, providing guidance on critical governance, risk, and compliance matters.Board Development and EffectivenessEnsure the Board operates effectively by fostering a culture of accountability, collaboration, and innovation.Lead efforts to recruit, onboard, and develop diverse and highly skilled Board members.Evaluate the performance of the Board and its committees, identifying opportunities for improvement and capacity-building.Risk Management and Business ContinuityOversee the firm’s risk management framework, ensuring that potential risks are identified, assessed, and mitigated effectively.Ensure that the firm remains agile and resilient, capable of responding to emerging challenges and industry shifts.

Nashville, Tn, Us

Strategic GuidanceAdvised the Board and executive team on long-term strategy to position the GRC platform as a market leader.Provided insights into evolving customer needs, competitive dynamics, and industry trends to shape the product roadmap.Identified opportunities for market expansion and partnership development to accelerate growth and adoption.Marketing and PositioningGuided the development of a comprehensive marketing strategy to effectively communicate the platform’s value proposition.Offered expertise in branding, messaging, and go-to-market strategies to maximize customer engagement and retention.Ensured alignment of marketing initiatives with the platform’s core features and target audience needs.Platform Design and User ExperienceCollaborated with product design and development teams to ensure the platform’s user interface and experience meet high standards of usability and functionality.Provided input on feature prioritization and design enhancements based on user feedback and industry best practices.Advocated for innovations that differentiate the platform while addressing critical GRC challenges for B2B clients.Stakeholder EngagementActed as a trusted advisor to the CEO and product leadership team, providing actionable recommendations and industry insights.Represented the company in discussions with potential customers, partners, and investors as a thought leader in GRC and SaaS technologies.Fostered connections with industry leaders, influencers, and potential collaborators to enhance the platform’s credibility and reach.

Chicago, Il, Us

● Compliance and privacy lead for HDFS and its subsidiaries: HDFS EU, HDFS Canada, Harley-Davidson Insurance Services, Harley-Davidson Credit Corp., Eaglemark Savings Bank.● Directed regulatory compliance and reporting initiatives for the North American network, focusing on anti-corruption, KYC, and transaction reporting, ensuring consistent governance and control standards.● Established cross-functional reporting structures and controls to monitor regulatory adherence and facilitate transparent communication with senior leadership.● Implemented governance frameworks and coordinated regulatory meetings, providing critical oversight to uphold compliance standards and address emerging regulatory changes.● Developed and conducted regulatory compliance training for staff and over 200 dealerships including reviews of NADA form compliance in deal jackets.● Regulator Compliance Advisor for e-bikes company, LiveWire, advertising/marketing and financial loans for consumers.● Privacy Advisor for global operations.

Mornington, Ie

• Provided governance advice to enhance accountability and decision-making processes for Wildlife Rehabilitation Ireland (WRI).• Ensured compliance with Irish charity laws and regulations, including accurate reporting to the Charities Regulator.• Identified and mitigated potential regulatory risks to protect the organization's reputation and operations.

Strategic OversightProvided leadership in defining the institutions’ risk appetite and aligning it with strategic objectives for $400M FDIC regulated bank and $6B CFPB regulated financial institution.Oversaw the development, implementation, and monitoring of risk management and compliance programs.Policy and Framework DevelopmentEnsured policies, procedures, and internal controls are robust and aligned with regulatory requirements.Reviewed and recommended updates to the compliance and risk management frameworks to address emerging risks.Monitoring and ReportingEvaluated regular reports on risk exposures, mitigation strategies, and compliance performance.Monitored the effectiveness of the compliance function, including the adequacy of internal audits and regulatory responses.Regulatory EngagementServed as a key point of contact for regulators, ensuring transparency and proactive communication regarding compliance and risk issues.Provided guidance during regulatory examinations, audits, and investigations.Committee LeadershipSet the agenda for committee meetings, ensuring all relevant issues are discussed thoroughly.Collaborated with other board members and senior executives to integrate compliance and risk considerations into decision-making processes.Training and DevelopmentPromoted a culture of risk awareness and compliance across the organization.Advocated for ongoing training for board members, management, and staff on compliance and risk management practices.Ethics and AccountabilityEnsured the institution operates with the highest standards of ethics and integrity.Held management accountable for implementing and maintaining effective compliance and risk management programs.

Led the development and implementation of community reinvestment strategies, resulting in increased funding for initiatives and improved alignment with CRA objectives.• Evaluated and approved funding for community development initiatives, resulting in a budget increase from $100k to over $1 million.• Oversaw the establishment of frameworks to measure and monitor community reinvestment activities.• Provided leadership in addressing findings or recommendations resulting from CRA examinations.

Oversaw compliance risk of $6 billion asset size loan company as Chair of Board Committee on Compliance & Risk by reviewing and enforcing regulatory policies, compliance monitoring and testing results, and risk assessments.Oversaw change management by ensuring new and or enhanced products and services are risk assessed and implemented in accordance with regulations including drafting and or updating policies, procedures, and internal controls.

Seattle, Wa, Us

Legal Advisory:Provided strategic legal counsel to executive leadership and the Board of Directors on corporate governance, regulatory compliance, and business strategy.Served as a trusted advisor on significant transactions, regulatory inquiries, and operational legal matters.IPO & Mergers and Acquisitions (M&A):Participated in the legal aspects of IPO preparation and execution, including SEC compliance, drafting offering documents, and coordinating with external counsel.Strategic support of legal due diligence, negotiation, and documentation for mergers, acquisitions, and other corporate transactions to ensure compliant with the bank's strategic goals and risk appetite.Provided post-acquisition integration support from a legal and compliance perspective.Regulatory Compliance:Ensured the bank's operations comply with applicable federal and state banking laws and regulations, including those set by the FDIC and other regulatory bodies by revising and developing policies and procedures to address evolving regulatory requirements and mitigate compliance risks.Led the legal and compliance team in resolving regulatory orders, such as FDIC cease-and-desist actions, through the development and implementation of corrective action plans.Engaged with regulators, providing timely and transparent updates on compliance progress and outcomes.Contract Management:Oversaw the drafting, review, and negotiation of a wide range of contracts, including vendor agreements, strategic partnerships, and customer agreements including real estate portfolio of over 300 properties to ensure contracts aligned with the bank’s objectives and legal standards.Litigation Oversight:Managed the bank’s involvement in legal disputes, including supervising outside counsel and representing the bank in litigation, mediations and arbitrations proceedings resulting in reduction of outside counsel budget by 80%. Advised on risk management strategies to minimize litigation exposure.

Seattle, Washington, Us

Taught the following courses: CJ 422 Organizational and White Collar Crime (Summer 2017), CJ 361 Cyber Surveillance Law and Governance (Spring 2018)Employed a variety of methods including lectures, simulations, debates, and group work for instruction deliveryCreated an inclusive environment where all learners feel respected and valuedAdapted lesson plans according to different learning styles of studentsMentored and advised students, providing guidance on academic progress and career optionsEncouraged critical thinking skills by facilitating class discussions among studentsIntegrated multimedia resources such as videos, podcasts, and online activities into the classroom settingEncouraged critical thinking skills by facilitating class discussions among studentsIntegrated multimedia resources such as videos, podcasts, and online activities into the classroom setting.

Legal Advisory and StrategyAdvise executive leadership and Board on legal, regulatory, and strategic matters, ensuring alignment with business objectives and compliance requirements.Provide legal expertise on the structuring, negotiation, and execution of commercial real estate loans and associated financial transactions.Monitor legal and regulatory developments, assessing their impact on the company and recommending necessary adjustments.Loan Structuring and DocumentationOversee the preparation, review, and negotiation of loan agreements, promissory notes, mortgages, and other transaction-related documents.Ensure compliance with applicable laws and regulations, including real estate and banking regulations.Collaborate with internal teams and external counsel to facilitate smooth execution of loan closings.Lines of Credit ManagementProvide legal oversight for securing and maintaining lines of credit with multiple banks.Draft and negotiate credit agreements, collateral assignments, and other documents required for financing arrangements.Ensure compliance with covenants and obligations related to credit facilities.Loan Pledging and SecuritizationOversee the legal aspects of securitization processes, including due diligence and documentation review.Collaborate with finance teams to address lender requirements and ensure proper risk mitigation.Risk Management and ComplianceDevelop and implement policies and procedures to mitigate legal and operational risks.Ensure compliance with applicable federal, state, and local regulations related to lending, real estate, and corporate governance.Represent the company in regulatory audits and inquiries, ensuring timely and accurate responses.Litigation and Dispute ResolutionManage litigation and disputes related to loan defaults, foreclosures, or other matters, coordinating with external counsel as necessary including a multi-state investigation and resolution of $12 million white collar fraud case.

Es

Litigation ManagementRepresented clients in all phases of litigation, including pleadings, discovery, motion practice, trials, and appeals.Conducted thorough legal research and analysis to develop case strategies that align with client goals.Drafted and filed court documents, including motions, pleadings, and briefs, ensuring accuracy and adherence to procedural rules.Prepared for and conduct depositions, mediations, arbitrations, and trial proceedings.Negotiated settlements on behalf of clients when appropriate, balancing legal risks and business objectives.Insurance DefenseRepresented insurers and insureds in claims litigation, including personal injury, property damage, and coverage disputes.Conducted detailed investigations of claims, including analyzing policies, assessing coverage, and evaluating liability and damages.Collaborated with insurance adjusters, clients, and expert witnesses to build strong defense cases.Provided strategic counsel to clients on minimizing risks and managing claims efficiently.Client Interaction and Relationship ManagementMaintained effective and professional communication with clients, ensuring they are informed of case developments and strategies.Built strong, long-term relationships with clients by delivering results-driven representation and legal counsel.Responded promptly to client inquiries and provide clear, actionable advice tailored to their unique needs.Compliance and Ethical StandardsUpheld the highest ethical standards in all aspects of legal practice.Ensured compliance with court rules, client policies, and professional conduct standards.

Masters, Diploma In Company Direction

Doctor Of Law - Jd

Bachelor Of Arts - Ba, Philosophy