Eduardo De Azevedo, Cams Email & Phone Number

Worked with client's FIU team on the Actimize CTR application implementation, ensuring that business requirements and regulatory obligations are met by the implementation, helping with data mapping, and ERCM and CTR configurations.

ComplyGenics is a Financial Crime Compliance Services organization. We provide business services to financial institutions on the areas of money laundering and terrorism finance prevention. Our Services Include Compliance Program Evaluations, Risk Assessments, System and Model Validations, Models/Rules Tuning, KYC Processes, and Sanctions Screening Program and Processes.

Gb

At major international financial institutionConducted customer account architecture on the client existing operational systems and proposed new customer account architecture. Assessed client’s existing compliance architecture, identified gaps, and highlighted potential risks. Designed and proposed to the client a compliance architecture that identified all system’s main functions, processes, and controls that should be in placed to ensure an effective and efficient compliance monitoring architecture that included data governance, processes, and control points to ensure that the data supplied to the monitoring system is accurate, valid, and reflects the original source.At major national financial institutionInvestigated and evaluated cases produced during look back on whether or not SAR reports should be filed with the regulator. Managed RCM project team on the implementation and customization of the RCM configuration to support AML look back project. Liaise between the PWC teams and the client and ensure that user requests for development and configuration changes were executed to meet requirements. Ensured that the investigation team had a healthy supply of cases to work and that potentially suspicious cases identified by the analytics team were properly loaded to the risk case management system (RCM) and available to the investigators.

Hoboken, New Jersey, Us

Engaged on several large projects involving the implementation of Actimize suite of AML products, which included suspicious activity monitoring(SAM), watch list filtering (OFAC) and customer due diligence (CDD) at large US financial institution.

New York, Ny, Us

Responsible for the BSA and OFAC sanctions compliance programs, ensuring that appropriate risk base BSA and OFAC policies and procedures were current and met regulatory expectations. Developed BSA and OFAC risk assessment, owned the AML monitoring solution, reviewed the solution and proposed enhancements, and coordinated internal and external audit examination. Managed daily operation of the BSA department, ensure timely filing of all FinCen reports, and developed bank wide training program.

Engaged on a BSA/AML remediation project at KBC, NY branch that involved a thorough evaluation and performance testing of the BSA Prime suite. Managed the implementation of the BSA Prime Suite of products for FIS Global at three of their community banks clients.

Responsible for the bank’s regulatory and BSA compliance program. Managed and executed a comprehensive risk-based Compliance Program for both NY and Miami Agencies in accordance with banking laws, regulations, and international standards and practices in all functional areas of the Bank. Conducted annual Compliance Risk Assessment of the New York Agency and prepared the Compliance Calendar of Activities for the year.

Iselin, New Jersey, Us

Engaged on a BSA/AML remediation project at KBC, NY branch that involved a thorough evaluation and performance testing of the BSA Prime suite. Managed the implementation of the BSA Prime Suite of products for FIS Global at three of their community banks clients.

London, England, Gb

Managed the implementation of OFAC, CIP, and transaction monitoring systems for US clients.Prepared and presented power point presentations to clients and prospects on many different subjects related to BSA, AML, CIP, risk rating and watch list monitoring. Worked with compliance on developing and implementing risk rating methodology suitable for the client’s service area.Analyzed client’s policies and prepared system design documents to achieve clients’ objectives.Defined project scope and definition, sequenced activities, determined skill level require, secured resources, established project team and reporting lines, delineated quality assurance guidelines, and managed risks and opportunities.Managed ongoing business and IT teams and monitor project progress and reported to the project management board when warranted.Prepare system design and implementation documents.