Series 7, 63, 24, 79, 87 certified.

• Report directly to CEO and Chairman.• Instituted repeatable control design for subscription-redemption processes at multi-manager fund of hedge funds to optimize accuracy of trades pursuant to underlying offshore investment offering memoranda. • Serve as subject matter expert on underlying funds’ terms of liquidity, synthesizing legal issues for CEO and Chairman.• Manage project execution for internal compliance procedures and employee processes. Originated and handle regular performance and trading analytic reports for internal NAV disparity, redemption audits and weekly-monthly valuations. • Apply qualitative and legal analysis on offering memoranda, subscription documents, relevant regulation and due diligence questionnaires of prospective offshore hedge funds and ETFs within niche sectors of agriculture, clean energy, energy, natural resources and water. • Conduct research for CEO and Chairman on Investment Advisers Act of 1940, Investment Company Act of 1940, Dodd-Frank, SEC Registration, Form PF and Form ADV, JOBS Act, CAIA due diligence questionnaires and mutual fund/UCIT regulation domestically and offshore (i.e., Cayman Islands, BVI, Ireland, Singapore).• Work closely with Comptroller liaising between independent auditor and underlying funds to compile hedge fund investment confirms, audited financials, LOAs, and executive broker letters. • Authored sales processes and drafted over 12 investment proposals for sovereign wealth funds and institutional investors.• Draft non-disclosure agreements, third party marketer agreements, website disclosures and factsheet waivers.• Track daily fund performance compared to benchmarks.

Organized, researched, and drafted opinion segments and memoranda of law. Synthesized transcripts and trial evidence for opinions. Performed extensive cite-checking for opinion drafts. Observed hearings and trials on a variety of matters, including Chapter 11 restructurings, Chapter 7 liquidations, and Chapter 15 international bankruptcies. Debriefed with law clerks following trials, hearings, and adversary proceedings. Attended weekly summer intern course taught by Judge Robert E. Gerber.