-Establish rapport with all potential clients to transfer new assets to TD Direct Investing.-Accountable to acquire new prospects and external assets – new account openings etc.-Strong commitment to customer service, with a strong emphasis on CEI (New Account management, education, proactive calls, etc). Every Client, Every Time – legendary client experience.-Referrals: identify and effectively communicate client business opportunities (Referrals) to TD Canada Trust (TDCT) and Wealth Partners resulting in increased business to TD Bank Group (TDBG).-Manage all day-to-day operational and logistical functions within the IC to ensure compliance with TD Direct Investing standards and policies, be knowledgeable of and comply with Bank and IIROC codes of conduct and with securities laws and regulations.

Risk Mitigation Credit Risk Mitigation call outs for Margin accounts: Stocks, Options, Options Spreads. Rejected Trade Management Risk Mitigation: Determining high risk to business rejected trades and informingclients. TFSA/RSP Over Contribution Cases, CRA Tax Penalty Cases, Completing Global Anti Money LaunderingRequests.

Licensed Investment Representative for Stocks, Bonds, Mutual Funds, GICs. Winner of Multiple TD Awards.Trainer/Educator for Colleagues at TD Direct Investing to enhance Proficiency/ skills.Almost 2 years expert experience with Financial Customer Service and Financial Sales.

Finance and Accounting Major Graduate. Previous member of the University of University of Ontario Accounting Association. Previous Member of the UOIT Investment Club. Prior Teachers Assistant to multiple 3rd year finance courses.

Experience with Caseware and Taxcycle.Experience completing procedures on multiple small and medium size audits. These include Cash Confirmations, Examining Outstanding Cheques, testing Accounts Receivables for Bad Debts, recalculating PPE Continuity Schedules (Acquisitions, Dispositions, Retirements), Interest Reasonability Tests, Revenue Cutoff Testing and more.I also completed many Reviews/Compilations on my own and have completed Corporate T2 returns along with these engagements.I worked on T1 tax returns for 2 weeks and can fill out business Income/Expenses on T2125 forms (Only minor experience with businesses that take CCA), Donations, Childcare Expenses, Medical Expenses, Rental Revenue and Expenses on T776 forms, and Gains/Losses on T5008 forms.

Mobile Equipment Operator. Licensed and experienced on Tugger, Order Picker, and Stacker/Man up. Worked in Shipping and Receiving; unloading and loading tractor-trailers. Worked in Storage bringing items from shelve sections to the floor.

Responsible for organizing footwear back into their individual she boxes. Responsible for Sales by providing valuable information about the shoe products to customers and also determining foot sizes for customers. Responsible for helping to close up the store afterhours by cleaning up, taking out garbage and shutting unnecessary utilities off.

Assisted under supervision in: Attic work, Roof work, Installations, leak proofing, drywall cutting, barrier and condensation proofing. I generally worked 3-8 hour days, 5 days a week. I also wrote up invoices and collected payments from customers.

Co-operative Education Placement. While working there I conducted research for constituents. I also filed and organized paperwork into categories for the office, along with creating written reports on behalf of Tracy MacCharles. I acted as a constituent assistance when out at public events.