Edward Adams Email & Phone Number

Wilmington, Delaware, Us

• Partner with internal and external team to transform the existing RCSA to a more robust program• Created an end to end letter governance control process.• Regulation O (Loan Insiders) lead for CD&A ensuring each quarter that the process has been implemented based on any updates.• Laws Rules and Regulations Control Mapping Team- Project aligning controls to all applicable regulations and identifying gaps in the process.

Wilmington, Delaware, Us

• Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Barclays Operational Risk Framework and internal Barclays Policies and Standards. • Manage the RCSA attestation and control assessment via ORAC for Customer Service Delivery, Deposits Operations, Collections, Payments, and Workforce Management.• Manage all issues and actions plans. Support business with any internal, external, and reg findings. • Weekly & Monthly reporting metrics to Group and entity level for Key Risk Reporting and Control Forum Transaction Operations.

New York, Ny, Us

• Identification and documentation of key financial reporting risks within business (based on knowledge of US GAAP and reporting requirements for products within business).• Understand the processes and document controls in place to mitigate financial reporting risks.• Facilitate PWC Walkthrough within line of business.• Participates in finance control design evaluation and develop test steps for the finance owned controls in scope.• Review RCSA, Risk events, PWC issues, Internal Audit, and lead SOX impact analysis including the documentation of issue assessment and reporting of control deficiencies.• Participate in quality assurance reviews of SOX testing work papers.• Drive risk-based scoping of key SOX controls.Project Manager- Consultant- April 2013 to December 2013• Managing multiple global projects including Value For Scale, Dodd Frank that are high impact/high value to the organization.• Analyzing project risks and benefits by maintaining weekly reporting scorecards to ensure efficient delivery.• Establishing and maintaining working relationships within various lines of business, senior technology management, business management, program sponsors, and vendors.• Capturing the business requirements for the futures & options projects.

Toronto, On, Ca

• Provide guidance and leadership by working with the clients during assign tasks to support Department of Defense Audit Readiness Project.• Review and recommend changes to process cycle memorandums, operational risk, internal controls from scheduling onsite and offsite walkthroughs and reviewing documentation.• Unfilled delivery orders testing for deliverables.• Analysis of general ledger and trial balance accounts to make sure accounts were being accurately stated.

New York, New York, Us

• Perform user acceptance testing for global transaction projects with the commercial cards divisions. • Manage innovation projects through completion for a global hiring initiative.

Cincinnati, Oh, Us

• Work on database upgrade projects for new brokers.

Newark, New Jersey, Us

Statutory Auditor- July 2007 to September 2009• Coordination for Sarbanes Oxley (SOX) 302/404 for quarterly financial reporting and annual internal controls reporting. • Statutory Audits for third party administrators including testing and reviewing of their internal controls. Prepare documentation and reporting for senior management. • Risk management for business oversight and control.• Completed analysis of administration financial data for consistency.• Maintain internal control documentation for annual sign offs.Business Analyst- April 2004 to July 2007• Monitor the operation assurance hotline phone for any severity problems that occur within the operations, handle work request/tickets from the business operations for application or systems problems. • Relationship management skills in working with off-shore vendors (India, Panama, Philippines). • Create business requirement documents, use cases, and wire framing for new projects. Calculation and Complex Associate- December 2002 to April 2004• Handling manual complex transaction that the system could not process.Accounting Associate- February 2000 to December 2002• Trained associates on 3 platforms for New Business processing.Annuity Representative- August 1999 to February 2000• Handle inbound/outbound calls for client and brokers.Underwriting Technician- September 1997 to August 1999• Handle inbound/outbound calls from agents for the underwriting of life insurance applications.

Masters Of Studies In Law, Business Law And Compliance

Master Of Business Administration (Mba), International Business

Certificate, Project Management

Bachelors, Finance