Efren Rodriguez

Efren Rodriguez Email and Phone Number

Compliance AVP @ China CITIC Bank International Limited
Efren Rodriguez's Location
Queens County, New York, United States, United States
Efren Rodriguez's Contact Details
About Efren Rodriguez

Over 30 years in domestic and international banking and bank operations. 24 of the years were spent in the audit function. Currently working in ICS Consulting Partners, specializing in BSA, Loans, Look Backs, and Bank audit cycle audits. Spent recent years in BSA and regulatory compliance, work in Accume Partners as Audit Manager, based in the the Company's New York City Headquarters. Past experiences include work in Internal Audits, in the areas of BSA/AML\IRR, Lending, Financial Controls/Accounting, Trade Finance, AML, Branch audits and Branch aministration. In addition to SOX and FIDICIA engagements at international and domestic community banks. SpecialtiesBSA/AML: Bankwide AML & OFAC Risk Assessments Developing Policy & ProceduresIndependent TestingPost Implementation AML Systems reviewInternal Audit - All aspects of Audit Program including - Audit Risk Assessments; Operational, financial and compliance audits; SOX and FIDICIA testing.

Efren Rodriguez's Current Company Details
China CITIC Bank International Limited

China Citic Bank International Limited

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Compliance AVP
Efren Rodriguez Work Experience Details
  • China Citic Bank International Limited
    Assistant Vice President Compliance
    China Citic Bank International Limited Sep 2021 - Present
    Hk
    Regulatory Compliance ReviewsVendor Management monitoring Clearing OFAC AlertsBSA Related Reviews
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  • Pwc
    Aml Consultant
    Pwc Jun 2021 - Sep 2021
    Gb
    Beneficial Ownership - Projecr
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  • New York Community Bancorp, Inc. (Nycb)
    Senior Auditor
    New York Community Bancorp, Inc. (Nycb) Apr 2017 - Jan 2021
    Hicksville, New York, Us
    AML Auditor
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  • Accume Partners
    Audit Manager
    Accume Partners 2015 - Feb 2016
    Jersey City, Nj, Us
    Audit Manager
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  • Bbva
    Aml Investigator
    Bbva Dec 2014 - Mar 2015
    Bilbao, Vizcaya, Es
    Contract Work-Investigate and clear AML alerts.
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  • Hsbc-
    Compliance Testing Officer
    Hsbc- May 2013 - Nov 2014
    Assist in the preparation of the Risk Assessments for the Banks.Assisted in the risk assessment and made recommendations on improving internal controls.Specialize in Bank Secrecy Act (BSA) & Regulatory Compliance Audits.Perform and supervise Financial and Operational Audits.Post Implementation reviews.Perform Sarbanes Oxley assessments and Test Work.
  • Ics Consulting Partners
    Audit Manager
    Ics Consulting Partners Jan 2012 - May 2013
    Worked initially by contract which led to a permanent position in their audit section.In addition, I serve as the Treasurer and administrator of a church in Long Island, N.Y.
  • Accume Partners
    Audit Manager
    Accume Partners 2005 - 2012
    Jersey City, Nj, Us
    • Maintained the Audit Committee informed of status of the current status of the audit plan. In addition, to the status of audits or special reviews or investigation in progress. • Assist in the preparation of the Risk Assessments for the Banks.• Assisted in the risk assessment and made recommendations on improving internal controls.• Specialize in Bank Secrecy Act (BSA) & Regulatory Compliance Audits.• Perform and supervise Financial and Operational Audits.• Post Implementation reviews.• Perform Sarbanes Oxley assessments and Test Work.
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  • Berkshire Bank
    General Auditor
    Berkshire Bank Mar 2004 - Oct 2005
    Boston , Ma , Us
    Establishing the Audit Program for the Bank, which consisted in the development of the Bank's Audit Charter and Annual Audit Schedule.Maintained the Audit Committee informed of the status of audits or any special reviews or investigation in progress. Meets with FDIC to discuss audit issues and the Audit Program developed for the Bank. Discuss with Bank Management audit issues and the establishing of internal controls for new Bank functions.Development of the Audit Procedures for the different Bank Operations.Performs audits in the area of Investment Securities, Operations, Funds Transfer, Compliance, and Anti Money Laundering.Meets with external auditors on the audit coverage, which is, outsourced to external auditors.Developed programs to ensure that the bank is in compliance with Sarbanes Oxley, this was performed in conjunction with the Bank's external auditors.
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  • Bank Of New York
    Assistant Treasurer
    Bank Of New York Sep 1991 - Mar 2004
    Identify and evaluate the organization's risk areas and provide key input to the development of the Annual Audit Plan. Conduct interviews, reviews documents, develop and administers surveys, compose audit reports, and prepares working papers.Identify, develop, and document audit issues and recommendations and operational efficiencies using independent judgment concerning areas being reviewed.Represent Internal Audit in Organizational project teams, at management meetings. Performed related work as assigned by audit management.Supervised audit staff in performing operational and internal control audits in the areas of Anti -Money Laundering, Compliance, Funds Transfers, Electronic Banking, Trade Services and Deposit Services Operations.
  • New York Capital Bank
    Senior Auditor
    New York Capital Bank Mar 1990 - Jul 1991
    Performed financial audits of a complex nature in the areas of loans, Investments, and Teller's Operations. Conducted investigations on suspicious transactions, concerning money laundering. Reviewed all work papers and before being submitted to the Chief Auditor.Developed and updated programs for financial and EDP audits. Performed EDP related audits concerning system access, changes and security requirements.Prepared monthly audit packages in conjunction with the Chief Auditor for Audit Committee meetings. Scheduled and distributed monthly assignments to audit staff.
  • Israel Discount Bank
    Assistant Officer
    Israel Discount Bank Sep 1977 - Feb 1990
    Supervision of staff audit examinations in the areas of Securities Investments, Time Accounts, Commercial Loans, Foreign Exchange Trading, Commercial Letters of Credit, Collections, Administrative Audits in Trust Accounts, Employee Pensions, Savings, and the Bank's Investment Plan.Audit staff supervision of monthly financial audits. Developed financial audit programs for new financial investing instruments. Investigated and resolved A.I.C.P.A. Standard Bank Confirmation discrepancies.

Efren Rodriguez Skills

Auditing Banking Financial Risk Risk Assessment Sarbanes Oxley Act Finance Risk Management Aml Accounting Enterprise Risk Management Anti Money Laundering Sarbanes Oxley Operational Risk Management Due Diligence Operational Risk Financial Audits Quality Auditing External Audit It Audit Bank Secrecy Act Corporate Governance Financial Reporting Loans Ofac Fraud Financial Accounting Fraud Investigations U.s. Office Of Foreign Assets Control Coso Cisa Cpa Gaap Us Gaap

Efren Rodriguez Education Details

  • Lehman College
    Lehman College
    Accounting
  • Lehman College
    Lehman College
    Accounting

Frequently Asked Questions about Efren Rodriguez

What company does Efren Rodriguez work for?

Efren Rodriguez works for China Citic Bank International Limited

What is Efren Rodriguez's role at the current company?

Efren Rodriguez's current role is Compliance AVP.

What is Efren Rodriguez's email address?

Efren Rodriguez's email address is efrenrodriguez@me.com

What schools did Efren Rodriguez attend?

Efren Rodriguez attended Lehman College, Lehman College.

What skills is Efren Rodriguez known for?

Efren Rodriguez has skills like Auditing, Banking, Financial Risk, Risk Assessment, Sarbanes Oxley Act, Finance, Risk Management, Aml, Accounting, Enterprise Risk Management, Anti Money Laundering, Sarbanes Oxley.

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