Eileen Ryan Email & Phone Number

Manage oversight of Commercial Banking Group regulatory compliance policies and procedures and lines of business implementation, including regulatory change management; manage oversight of Commercial Banking Group compliance program effectiveness assessments and resulting action plans to address any implementation or effectiveness gaps; manage regulatory.

New York, NY, US

Chief Compliance Officer of registered investment advisors to private equity platform of third party and proprietary investments; Dodd-Frank and Volker Rule advice; prepare Form PF and annual Form ADV filings; general advice relating to anti-corruption policies and procedures; Code of Conduct specialist; provide compliance coverage to Firm's pension plan.

Zurich, CH

Chief Compliance Officer to DLJ Merchant Banking registered advisors related to private equity investments; CCO to CLO/CDO and fund of funds businesses; coordinate IPO Allocation Review Committee for IB Capital Markets.

US

As member of Legal Department, provided advice to high net worth individual division in connection with broker-dealer and investment adviser services, including formation of wrap fee program. Represented Firm and employees in regulatory inquiries and investigations, and third party litigations. Counsel to Compliance Department.

Bachelor Of Arts (B.A.), French Language And Literature

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