Elaine Harmon
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Elaine Harmon Email & Phone Number

Compliance Manager | Senior Compliance Manager | F&P | Corporate Governance | IAF | Data Protection | Risk Management | Conduct of Business | Upstream Risk | Change Management | Regulatory Engagement | Board Reporting at MUFG Investor Services
Location: Dublin, County Dublin, Ireland 10 work roles
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Current company
Role
Compliance Manager | Senior Compliance Manager | F&P | Corporate Governance | IAF | Data Protection | Risk Management | Conduct of Business | Upstream Risk | Change Management | Regulatory Engagement | Board Reporting
Location
Dublin, County Dublin, Ireland
Company size

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Quick answer

Elaine Harmon is listed as Compliance Manager | Senior Compliance Manager | F&P | Corporate Governance | IAF | Data Protection | Risk Management | Conduct of Business | Upstream Risk | Change Management | Regulatory Engagement | Board Reporting at MUFG Investor Services, a company with 1075 employees, based in Dublin, County Dublin, Ireland. AeroLeads shows a matched LinkedIn profile for Elaine Harmon.

Elaine Harmon previously worked as Associate Director Compliance at Mufg Investor Services and Compliance Manager at Davy.

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Email format at MUFG Investor Services

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MUFG Investor Services

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Profile bio

About Elaine Harmon

I am an accomplished Compliance Professional with extensive management experience in Second Line of Defense (2LoD) roles in leading financial services firms. I have a strong knowledge of both Irish and EU financial services regulation with a consistent track record managing and delivering high quality compliance advice and oversight. My communication and interpersonal skills are excellent and I am a solution focused self-starter, with a proven ability to successfully engage and build strong and productive relationships with business and other stakeholders (up to and including Board level). A key strength is my excellent attention to detail and I have significant experience of reporting to Executive Committees, Risk Committees and Boards. In my Compliance roles to date, I have extensive experience in regulatory engagement and reporting i.e. Central Bank of Ireland (CBI), UK Financial Conduct Authority (FCA) and Data Protection Commission (DPC), building regulatory confidence and achieving positive outcomes in all instances.When I am not working, I enjoy walking, cycling and aviation. I am also an animal lover and enjoy spending quality time with my pet dog.

Current workplace

Elaine Harmon's current company

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MUFG Investor Services
Mufg Investor Services
Compliance Manager | Senior Compliance Manager | F&P | Corporate Governance | IAF | Data Protection | Risk Management | Conduct of Business | Upstream Risk | Change Management | Regulatory Engagement | Board Reporting
new york, united states
Employees
1075
AeroLeads page
10 roles

Elaine Harmon work experience

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Compliance Manager

Oct 2019 - Jun 2024

Risk And Compliance Manager (Governance)

Jul 2017 - Aug 2018

Aml Manager Projects

Efs

Ireland

Customer Risk Scoring Project and Intra-Group Outsourcing requirements.

Sep 2015 - Mar 2016

Compliance Manager - Fitness And Probity / Advisory For Group Policies

Aib Group
Dec 2011 - Sep 2014

Data Protection Officer & Dp / Eprivacy Advisory (Roi Division)

Aib Group
Nov 2009 - Dec 2011

Advertising Compliance Team Head (Roi Division)

Aib Group

Dublin

Apr 2006 - Nov 2009

Conduct Of Business Advisory (Credit & Payment Products And Customer Propositions)

Aib Group

Compliance advice, review and approval of Credit and Payment products and Customer Propositions.

Jan 2005 - Apr 2006

Credit Delivery & Systems Development

Aib Group

Management of Lending and Limit Management automated decisioning for AIB.

Oct 2000 - Dec 2004
Team & coworkers

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FAQ

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What company does Elaine Harmon work for?

Elaine Harmon works for MUFG Investor Services.

What is Elaine Harmon's role at MUFG Investor Services?

Elaine Harmon is listed as Compliance Manager | Senior Compliance Manager | F&P | Corporate Governance | IAF | Data Protection | Risk Management | Conduct of Business | Upstream Risk | Change Management | Regulatory Engagement | Board Reporting at MUFG Investor Services.

Where is Elaine Harmon based?

Elaine Harmon is based in Dublin, County Dublin, Ireland while working with MUFG Investor Services.

What companies has Elaine Harmon worked for?

Elaine Harmon has worked for Mufg Investor Services, Davy, Allianz Insurance, Bank Of Ireland, and Efs.

Who are Elaine Harmon's colleagues at MUFG Investor Services?

Elaine Harmon's colleagues at MUFG Investor Services include John Nsekanabo, Jennifer Wu, Taylor Cusack, Egor Lukyanov, and Sylvia Dasilva.

How can I contact Elaine Harmon?

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