Elena Bruschi Email & Phone Number

Milan, It

Milano

Senior advisor on Internal control and Risk management areas in banking, financial, intermediation sectors and listed companies in general. Support on activities and deliverables on the perimeter of the various assignments, ensuring the quality and relevance both from the formal point of view and merit. Support both to the development of the commercial offer and to the customer to better define its needs.

Milano

Consultant for the conduct of audits and reconstructions of specific events and facts with the use of advanced technologies also for the purposes of forensic audits.

Milan, Turin, Italy

Until January 2022, Head of Internal Audit activities for the entire Banking Group. On-site audit activities at the Commercial Network, Branches and Financial Advisors. Management and support of inspection activities carried out during the period by the Supervisory Authorities. Direct reporting line to the Board of Directors of the Bank and its Subsidiaries. Data Protection Officer all Group Companies (as per GDPR EU 2016/679). The assignment took place during a phase of major corporate changes: the Bank, listed until April 2022, left the previous Group in September 2017, with implantation of the Internal Audit unit from that date. Management of a team which, over the years, has reached the number of approximately 13-15 resources. Writing and preparing the unit's own operational manuals, analysis tools to be used for risk assessments, prioritisation and weighting of evidence and critical issues to be mitigated. From February 2022, Head of Compliance and Anti-Money Laundering activities for the entire Group. Delegated Head of Suspicious Transaction Reporting pursuant to Law 231/2007. During the performance of the assignment, the reorganization of the team with training on the job of the assigned resources (approximately n.6) and the revision of the technical-computer tools and the working modalities/methodologies is a distinctive element. Data Protection Officer as per GDPR EU 2016/679. During the performance of the assignment, the reorganisation of the operational work units with on-the-job training of the assigned resources (approx. no. 6) and the revision of the technical-informatics tools and work methods/methodologies is a distinctive element. Management of inspection activities of the Supervisory Authorities.

Italy

Responsible for the Internal Control activities of the Italian branch; on site control activities at the Distribution network, branches and Financial Consultants, which during the period reached a number of 200 retail branches and about a thousand Consultants/Financial stores. 'Quality Assurance' activities prior to the launch of new products and services and compliance tests following their launch. Logical access risk management and record management. Management of 'Customer Complaints'. Deputy Chairman/PMO of Steering Committees established at branch level in the field mainly 'Control and Risk', attestations for the British Authority (FCA). Participation in the main Control and Risk Committees. Management of a team of people (about 15/20 resources) and development of their professional growth. Reporting line towards the CEO of the branch / UK Head Office. In conjunction with the assignment, for the period 2012-2013, I held the interim position of HEAD OF COMPLIANCE AND AML (ACTING) with responsibility for Compliance and Anti-Money Laundering for the Retail division. Management of inspection activities of the Supervisory Authorities. Member of the Supervisory Body pursuant to Law 231. During the assignment, appointed 'LEADER' of specific development programmes and implementation/remediation related to anti-money laundering, banking transparency, governance and reporting aspects; execution of gap analysis, preparation of business plans, coordination of the implementation of actions, control and validation of the effectiveness of the measures taken, management of communications for quarterly updates to the internal Organs/Authorities.

Milan, Italy

Responsible for Compliance and Anti-Money Laundering activities, appointed as Delegate for SAR (Suspicious Activitity Reporting) pursuant to Law 231/2007. Management of relations with Supervisory Authorities. Member of the 'Risks and Controls' committee. Report line direct to the General Counsel of the Local Group / EMEA Head Office/ USA Head Office. Handling of 'Customer Complaints'. During the assignment, re-proposal of the entire regulatory-contractual part as well as activation of new products to support the expansion of the range of commercial offer to customers 'Private'.

Milan, Italy

In 2003, appointed by the HSBC Bank Head Office, Head of Compliance for the Italian branch with tasks of Compliance both local and Group, as well as those relating to money laundering and financial crime, Delagat for the SAR (Suspicious Activity Reporting) pursuant to Law 231/2001. Customer complaints management, relationship management with local Supervisory Authorities. Member of the Risk and Control Committee, Member of the Supervisory Body pursuant to L. 231/2001. The duties involved long periods of stay in London for professional training and soft skills. In 2006 I became Director. Reporting line directed to the CEO of the branch / UK Head Office.

Milan, Italy

Following the takeover of CCF into Hsbc Bank plc in 2001, I assumed the position of Head of Operations of the Italian branch with a team of 15 Resources, where I increased skills in Private, Retail, Corporate banking. Operations management of the entire branch,. Local Operations Committee member. Reporting line directed to the CEO of the branch / UK Head Office.

Milan, Italy

Management of general accounting activities, financial statements for the Group consolidation, Management of control and 'budgeting'. Reporting and Tax Declarations. Supervisory Authority Reporting. Management of operations activities of the entire branch. Member of the Local Operations Committee, management of a team of about twenty resources, The carry-over line was directed to the CEO of the branch and the Head of the Head Office's business line in Paris.

Milan, Italy

Hired in 1997 as Head of Finance and Administration of the former Aletti & C. Sim, to work on the transformation project of the Sim became Banca Aletti & C. in 1998. Responsible for the General Accounting and Back Office units, support for the preparatory activities for the transition to the Bank and the interactions with the Institutional Supervisory Bodies. Management of the relationship with the Board of Directors and Statutory Auditors, Corporate Secretariat. Member of the Operating Committee. Management of a team of people (about 10). Direct line of transfer to the CEO of the Bank.

Milan, Italy

External audit activities on listed companies, with assignments related to gap analysis projects of regulatory regulations and accounting-administrative support. Main experience in Banking and Financial contexts. In the last year for the EY Corporate Finance consulting activities, support to the activities of 'Merger & Acquisition'. Company Evaluation.