Avp, Internal Audit
Boulder, Colorado, Us
• Developed and oversaw the annual risk-based, Audit and Risk Committee (ARC) approved internal audit plan and propose changes to the audit plan based on new and emerging risks• Inspirationally led a team of internal auditors (operational, IT, compliance, and branch) to complete the annual audit, compliance, and retail branch testing plans on time and within budget• Oversaw narratives (walkthroughs), risk and control matrices, audit reports, and business process improvement opportunities for all projects• Provided ongoing guidance to executive team, ARC, and management through 1:1s and collaboration meetings• Defined and continually refined audit and risk universe, developed risk assessment methodology, and oversee 40+ entity risk assessments annually; perform and present annual Enterprise Risk Assessment• Reported functionally to the ARC, through preparation of written and verbal presentations, participation in executive sessions, and individual meetings with Board members• Developed innovative ARC and management reporting designed to more effectively communicate audit results, audit plan progress, and status of open audit issues• Effectively facilitated annual regulatory exam, year-end financial statement audit, and 401(k) plan audit