Ellena Lee, Css Email & Phone Number

New York, Ny, Us

Greater New York City Area

• Responsible for Regulatory and Accounting Products focusing on- SEC 13f-2 (Short Sell Regulation)- Sanctions- Volcker Rule (Covered funds)- SEC 12d1-4 (Fund of Funds)- Central Securities Depositories Regulation (CSDR)

Greater New York City Area

• Responsible for Regulatory and Accounting Products focusing on - Volcker Rule (Covered funds) - IFRS 9 SPPI (Solely Payments of Principal and Interest) and ECL (Expected Credit Loss) - MiFID II (Markets in Financial Instruments Directive) - Pre-/Post-Trade Transparency Reporting (RTS 1, 2, 3), Transaction Reporting (RTS 22/23) - Investor Protection (PRIIPS and Target Market) - EU Short-Selling Regulation (SSR)

Greater New York City Area

• Maintained and updated MBS securities issued in the US market ranging from Agency, CMBS, non-agency RMBS, ABS, CLO and etc. timely and accurately and provide a quick turnaround to clients • Increased stickiness and market awareness of Bloomberg products by constructing and presenting Bloomberg Korea Fixed Income League tables, a market standard recognition for ranking investment banks’ debt syndication performance, through liaising with various internal departments and monitored real-time credit actions on corporate level credit ratings and debt issue specific ratings to ensure firm’s accurate and timely credit worthiness and sustainability• Built strong client relationships with Warrants Operations desk by providing in-depth trainings to global users on direct feed of warrants, certificates and synthetic products to Bloomberg and effectively trouble-shooting real-time queries

Tokyo, Japan

• Presented detailed analysis of Asia franchise’s revenues (broken into client sales, trader pnl, and banking revenue) and expenses (compensation, variable and fixed expenses) for key decision makers in product control• Consolidated net income against balance sheet and risk usage across the Asian countries, legal entities and products• Produced comprehensive presentation for senior management including CFO by consolidating data and gathering commentary to explain performance indicators from front office, finance, product control and economic analysis• Undertook department’s special project, “Equity Research Coverage Analysis”, which involved mapping and analyzing companies/industry sectors covered by research analysts to equity sales, prop positions and banking deals to review the impact of research coverage in generating revenue for the firm, through tracking covered companies that moved through various business lines