Ellen Begley Email & Phone Number

Atlanta, Georgia

• Demonstrate immense flexibility to perform a variety of tasks for numerous time sensitive projects• S.M.E for KYC Remediation Project• Manage KYC Remediation Project and supervise its 6 member team as Team Lead• Analyze and clear SpDD, DTA, QA, and High Risk Periodic Review Reports• Provide training as well as create and document processes, workflows for new and future hires• Nominated to pilot a KYC Officer role for a specific region to determine roles and responsibilities (3 months)• Assist with the onboarding process for new entities/clients, complete RAFs and periodic reviews• Communicate project and RAF completion status with client relationship management team and leadership• Partner with Relationship Managers, Relationship Specialist Team Lead, and Relationship Specialists to complete tasks• Demonstrate ongoing understanding of KYC/AML processes and adapt to new and changing policies• Coordinate with the AML COE for concurrence of risk assessment• Access multiple systems and reports to gather client info, complete RAF and follow up with internal stakeholders to ensure accurate completion

Atlanta, Georgia

• Manage client and partner expectations and understanding in a consultative way• Exhibit ownership of KYC/AML experience and client experience• Ensure KYC/AML deliverables are met and hold internal partners accountable• Demonstrate ongoing understanding of KYC/AML processes and work through delays and/or inefficiencies• Manage operational risk effectively through diligent awareness of risks in our processes• Prioritize new business demands as well as off cycle/remediation DDFs• Independently manage renewal cycle of DDFs with Relationship Management Partnership• Accountable for timely portfolio management while maintaining quality expectations• Assist with the onboarding process for new entities/clients, including obtaining documentation and creating the entity record• Knowledgeable with in-country requirements for the purpose of completing International Addendums for KYCs• Partner with in-country team to gather required documentation, only accessible to those in that specific country, for onboarding and addendum purposes

Brooklyn, Ny

• Responsible for ensuring all clients KYC records are compliant with regulatory standards• Ensure high quality and timely completion of all client-level due diligence requirements at inception and renewal of client relationships• Evaluate client AML/KYC risk, including the identification of key issues and related mitigants• Conduct independent research, verify appropriate risk profile, and make independent risk assessment recommendations• Partner with Client Services Professionals, KYC Officers, Bankers, and AML/KYC Operations to collect, analyze, and validate all appropriate due diligence and onboarding documentation provided by the client• Utilize knowledge of AML/KYC policy to independently identify missing or insufficient client due diligence information• Take ownership of quality control issues related to client due diligence and partner with Bankers to resolve accordingly; escalate as appropriate• Research and analyze negative client findings; partner with compliance to reach resolution and ensure appropriate documentation/recording of outcome• Perform risk assessments for business entities located in non US JPM locations including EMEA, APAC, and LATAM• Knowledge of financial institution structures including but not limited to Hedge Funds, Private Equity Funds, and Non Bank Financial Institutions• Responsible for reporting and analytics on daily and monthly Quality Control Returns for Global Funds department• Special projects including recent assignment to NW Middle Market for Risk Acceptance• DDF Challenge winner for CCB FIG during the month of January; achieved the highest number of DDFs submitted to QC and maintained at least a quality score of 85% first time pass or greater

Greater New York City Area

• Provide an excellent learning environment to help students become emotionally, socially, and academically prepared for kindergarten • Responsible for managing a classroom of sixteen, two to four year olds, including prep work, creating age appropriate activities, supervision of and interaction with students inside and outside, following daily routine, thorough sanitation of classroom and toys, and responsible for closing procedures • Manage parent expectations and advise on management of child behavior• Create age and weekly theme appropriate lesson plans and parent newsletters• Maintain individual portfolios for every student

Greater New York City Area

• Manage mid-sized gym geared towards the improvement of women’s health and wellness• Responsibilities included sales, contracts, daily cash settlement and closing procedures• Customer Service –making sure customer’s needs were met and inquiries addressed

Greater Philadelphia Area

• Brought in as a consultant in charge of a special education classroom of eight to ten students who were males, fourteen to eighteen years of age, who have probation officers. • Responsible for creating lesson plans, organizing and ordering materials, incident reports, and the safety of the students. • The ability to think on ones toes, read the classroom demeanor, as well as quick modifications to lesson plans and classroom procedures is very important, all while maintaining patience and earning the students’ trust

Greater Philadelphia Area

• Management of diverse, multi-lingual staff, successfully promoting overall teamwork. Committed to delivering “The Perfect Night Out” for each guest• Supervise shift staff, provide transparency to management team while providing prompt problem resolution • Responsible for cash settlements, staff scheduling, booking large parties, opening/closing the restaurant, knowledge of all restaurant procedures, supervise opening work for kitchen, inventory and ordering• Proactive in brain storming new ideas for the restaurant promotions such as marketing awareness and creating drink specials for corporate promotionsTrainer – teach newly hired staff about the restaurant, procedures, recipes, food preparation, style of dining, opening/closing work and time management• Ensure new hires are proficient in promoting a unique, interactive, upscale dining experience throughout four course meals• Maintain vast knowledge of the food and beverage menu, including ingredients and cooking times; execute table-side cooking for guests, polite enforcement of rules and precautions of dining at the restaurant