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Ellie O’Connor is listed as Risk Analyst at Marlborough at Marlborough, a company with 111 employees, based in Manchester Area, United Kingdom, United Kingdom. AeroLeads shows a matched LinkedIn profile for Ellie O’Connor.
Ellie O’Connor previously worked as Risk Analyst at Marlborough and Embedded Control Manager at The Marlborough Group.
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With nearly seven years of dedicated experience in the financial sector, I have developed a comprehensive skill set and a proven track record in various roles. My journey began as an Apprentice Administrator, during which I was recognized with the North West Employee Engagement Group (NWEEG) Awesome Apprentice of the Year award. Currently serving as a Risk Analyst at Marlborough, I am at the forefront of designing, developing, and implementing the Group’s Enterprise Risk Framework. My role involves providing independent oversight, facilitating risk assessments, and supporting the business in enhancing operational controls. In my previous position as an Embedded Control Manager, I ensured compliance with regulatory standards, playing a pivotal role in ensuring compliance with Client Asset Sourcebook (CASS) regulations. As the Deputy Head of Dealing & Registration, Senior Financial Administrator, and Financial Administrator, I demonstrated leadership in strategic roles, contributing to the effective functioning of critical business operations.
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-Support the ongoing implementation of the firm’s Enterprise Risk Management Framework and recommendations for its improvement-Assist in the implementation of the firm’s Risk and Control Self-Assessment (RCSA) process-Oversee the firm's Risk Registers-Undertake thematic reviews for areas outside of RCSA scope-Assist the Senior Risk Manager and the relevant.
Bolton
-Ensuring compliance to CASS including managing the Resolution Pack & CMAR submission -Facilitating engagements; internal & external audits, compliance monitoring-Reviewing Operational risk events including escalating where appropriate -Enhancing Operational controls and procedures-Producing MI for Senior Management
Bolton, England, United Kingdom
Apprenticeship completed with Babington Group. Programme: Financial Administration Level 3. While completing my apprenticeship, I was awarded North West Employee Engagement Group (NWEEG) Awesome Apprentice of the Year.
Atherton, England, United Kingdom
Providing excellent service to customers who come into the branch. Deal with all queries and transactions of customers accounts while maintaining a high level of knowledge to rules and regulations. While working at Lloyd’s, I won an award which recognised the high level of customer service I was delivering to customers.
Other employees you can reach at marlboroughfunds.com. View company contacts for 111 employees →
Niall Mcdermott
Colleague at MarlboroughLondon, England, United Kingdom, United Kingdom
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EW
Emma Watson
Colleague at MarlboroughManchester Area, United Kingdom, United Kingdom
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Nick Peters
Colleague at MarlboroughLondon, England, United Kingdom, United Kingdom
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MJ
Malcolm Jones
Colleague at MarlboroughUnited Kingdom, United Kingdom
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LN
Laura Norris
Colleague at MarlboroughPeterborough, England, United Kingdom, United Kingdom
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LB
Leah B.
Colleague at MarlboroughLondon, England, United Kingdom, United Kingdom
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AG
Aaron Guy
Colleague at MarlboroughCity Of Peterborough, England, United Kingdom, United Kingdom
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MB
Mukund Bhatt
Colleague at MarlboroughManchester Area, United Kingdom, United Kingdom
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SI
Sharon Ickeringill
Colleague at MarlboroughPeterborough, England, United Kingdom, United Kingdom
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GG
George Goodall
Colleague at MarlboroughLondon, England, United Kingdom, United Kingdom
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Quick answers generated from the profile data available on this page.
Ellie O’Connor works for Marlborough.
Ellie O’Connor is listed as Risk Analyst at Marlborough at Marlborough.
Ellie O’Connor is based in Manchester Area, United Kingdom, United Kingdom while working with Marlborough.
Ellie O’Connor has worked for Marlborough, The Marlborough Group, and Lloyds Banking Group.
Ellie O’Connor's colleagues at Marlborough include Niall Mcdermott, Emma Watson, Nick Peters, Malcolm Jones, and Laura Norris.
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