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Elton Chan Email & Phone Number
Lead Senior Compliance Analyst at Thrivent | Board Member at National Society of Compliance Professionals
at
Thrivent
1 work email found
@thrivent.com
2 phones found area 612
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Lead Senior Compliance Analyst at Thrivent | Board Member at National Society of Compliance Professionals
Location
Minneapolis, Minnesota, United States
Who is Elton Chan? Overview
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Quick answer
Elton Chan is listed as Lead Senior Compliance Analyst at Thrivent | Board Member at National Society of Compliance Professionals at Thrivent, based in Minneapolis, Minnesota, United States. AeroLeads shows a work email signal at thrivent.com, phone signal with area code 612, and a matched LinkedIn profile for Elton Chan.
Elton Chan previously worked as Lead Senior Compliance Analyst at Thrivent and Senior Compliance Analyst at Thrivent. Elton Chan holds B.S., Economics from University Of Washington.
Company email context
Email format at Thrivent
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{first}.{last}@thrivent.com
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AeroLeads found 1 current-domain work email signal for Elton Chan. Compare company email patterns before reaching out.
Profile bio
About Elton Chan
Securities Registrations: S4, S7, S24, S53, and S66Minnesota Insurance License Lines of Authority: Accident and Health, Life, and Variable Life and Variable AnnuitiesForeign Languages: English and Chinese
Listed skills include Arbor and Compliance.
Current workplace
Elton Chan's current company
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9 roles
Elton Chan work experience
A career timeline built from the work history available for this profile.
Lead Senior Compliance Analyst
Current
Feb 2022 - Present
Senior Compliance Analyst
- Conduct 206(4)-7 and 3120 related testing and compliance oversight of various processes
- Review disclosure documents (e.g. Parts 2A, 2A Appendix 1, and 2B of Form ADV; Form CRS; Reg BI) for updates
- Help create and maintain enterprise conflicts of interest inventory and present to senior leaders
- Work with business partners as they develop new or enhance existing products/services/processes
- Maintain firm’s Compliance Policy Manuals (BD and IA) and associated supervisory procedures
- Serve on firm's panel that reviews customer complaints
Nov 2014 - Feb 2022
Member Board Of Directors
CurrentMember, Executive Committee (2024-current)Chair, Finance Committee (2024-current)Member, Finance Committee (2023-current)Co-chair, Conferences Committee (2020-2023)Member, Conferences Committee (2019-current)Member, Strategic Planning Committee (2022)
Nov 2021 - Present
Communications Compliance Supervisor / Compliance Officer
Sep 2014 - Nov 2014
Communications Compliance Principal / Compliance Officer
Reviewed a variety of materials that were generated both internally and externally to help ensure they adhered to applicable regulations, policies and standards. Ran monthly reports that tracked review trends and provided guidance to others to better assist them in their review processes. Wrote and implemented new policies and procedures as warranted..
Jul 2011 - Aug 2014
Finra Specialist / Project Analyst
Conducted and reviewed background checks on potential hires across a variety of business lines. Made regulatory filings with FINRA and individual states as needed. Conducted employment verifications. Answered questions concerning securities rules and regulations. On boarded new representatives across the country and ensured that they are properly.
Jul 2009 - Jul 2011
Annuity Service Specialist
Assisted representative and clients with their annuity contract inquiries. Explained concepts, ran projections, made calculations and updated contracts as requested. Traded between annuity sub accounts as instructed by either the client and or the agent of record and completed certain requests as required.
Mar 2009 - Jun 2009
Service Research Specialist
Monitored service quality across a variety of business lines and made recommendations / coached reps to improve customer experience. Polled clients to identify their recent experience and identified areas that required improving and notified management of any issues that warranted immediate review. Reviewed previous results to assist in designing /.
Nov 2007 - Feb 2009
1 education record
Elton Chan education
-
University Of Washington
FAQ
Frequently asked questions about Elton Chan
Quick answers generated from the profile data available on this page.
What company does Elton Chan work for?
Elton Chan works for Thrivent.
What is Elton Chan's role at Thrivent?
Elton Chan is listed as Lead Senior Compliance Analyst at Thrivent | Board Member at National Society of Compliance Professionals at Thrivent.
What is Elton Chan's email address?
AeroLeads has found 1 work email signal at @thrivent.com for Elton Chan at Thrivent.
What is Elton Chan's phone number?
AeroLeads has found 2 phone signal(s) with area code 612 for Elton Chan at Thrivent.
Where is Elton Chan based?
Elton Chan is based in Minneapolis, Minnesota, United States while working with Thrivent.
What companies has Elton Chan worked for?
Elton Chan has worked for Thrivent, National Society Of Compliance Professionals, U.S. Bancorp Investments, Inc., Hartford Life, and Bremer Bank.
How can I contact Elton Chan?
You can use AeroLeads to view verified contact signals for Elton Chan at Thrivent, including work email, phone, and LinkedIn data when available.
What schools did Elton Chan attend?
Elton Chan holds B.S., Economics from University Of Washington.
What skills is Elton Chan known for?
Elton Chan is listed with skills including Arbor and Compliance.
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