Emily P

Emily P Email and Phone Number

Sr Compliance Analyst at LPL Financial @ LPL Financial
san diego, california, united states
Emily P's Location
Charlotte Metro, United States
About Emily P

As a highly-motivated professional with over ten years of experience in the financial services industry, I am adept at leveraging well-honed interpersonal and time management skills while championing a strong emphasis on customer satisfaction.  Driven to perform at the highest of standards, I also have a genuine passion for serving as an educational resource to clients on financial concepts.  I hold a Master of Business Administration and am a FINRA Series 7 and 63 Registered Representative.  Known for being an organized, thoughtful decision-maker skilled at performing daily tasks accurately and efficiently, I am committed to establishing a positive rapport and building trust throughout all interactions.  Additionally, my strategic and analytical nature lends to strength in identifying areas for improvement within internal systems and procedures.  Dedicated to being a team player while displaying a relentless drive for excellence, I employ a high level of integrity, dependability, and professionalism within every facet of responsibility.StrengthsFinder™ talent themes identified as: Strategic  |  Communication  |  Activator  |  Responsibility  |  Significance

Emily P's Current Company Details
LPL Financial

Lpl Financial

View
Sr Compliance Analyst at LPL Financial
san diego, california, united states
Website:
lpl.com
Employees:
7900
Emily P Work Experience Details
  • Lpl Financial
    Sr Compliance Analyst
    Lpl Financial Oct 2022 - Present
  • Lpl Financial
    Trading Consultant
    Lpl Financial Sep 2017 - Oct 2022
    Fort Mill, South Carolina
  • Capital Group | American Funds
    Senior Associate
    Capital Group | American Funds Oct 2015 - Sep 2017
    Norfolk, Virginia Area
  • Vanguard
    Investment Consultant
    Vanguard Sep 2012 - Oct 2015
    Charlotte, North Carolina Area
  • Vanguard
    Investment Specialist
    Vanguard Jul 2011 - Sep 2012
    Charlotte, North Carolina Area
  • Vanguard
    Communications Associate
    Vanguard Sep 2009 - Jul 2011
    Charlotte, North Carolina
  • Vanguard
    Client Relations Associate
    Vanguard Jun 2008 - Sep 2009
    Charlotte, North Carolina Area

Emily P Education Details

Frequently Asked Questions about Emily P

What company does Emily P work for?

Emily P works for Lpl Financial

What is Emily P's role at the current company?

Emily P's current role is Sr Compliance Analyst at LPL Financial.

What schools did Emily P attend?

Emily P attended East Carolina University, East Carolina University.

Who are Emily P's colleagues?

Emily P's colleagues are Maria Bausch, Reed Greenagel, Tim Chafin,cfp®, Ahmed Mohammed, Tara Bole, Rahul Dwivedi, Greg Wassey.

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