Emily T. Email & Phone Number

Houston, Texas, United States

Performs professional auditing work involved in planning and conducting reviews of organizational and functional activities. Evaluates the adequacy and effectiveness of institutional controls over those activities.Highlights:- Preparing data for analytics and conducting routine analysis using data analytics tools.- Auditing and Compliance. Proficient in examining and analyzing operations, internal control structures, systems, and accounting records to ensure reliability, adequacy, accuracy, efficiency, and legal compliance with laws, rules, and regulations.- Developing continuous auditing/monitoring tools for use by the department and external stakeholders.- Preparing audit reports, auditing findings, and recommending corrective actions.- Working in highly complex and varied projects, and requires the interpretation of technical and detailed guidelines, policies and procedures.- Excellent communication skills with the ability to communicate with all levels in the organization.

Houston, Texas Area

Provide leadership and direction to reviews while assessing and completing audit test plans and communicating results to business management.Execute audit testing that mitigated internal controls and completed all aspects of audit including work papers of high quality in accordance to Internal Audit Department standards.Identify root cause for breaches of laws, regulation policy and/or internal control deficiencies.

Houston, Texas Area

Monitored and reviewed proposed or adopted legislation. Worked with business partners on action plans to mitigate regulatory or procedural gaps. Implemented and conducted various monitoring and testing to ensure regulatory and internal requirements.

Houston, Texas Area

Maintained accountability for managing all aspects of insurance / financial product filings.Researched projects or initiatives and advised business operations of regulatory and compliance with applicable federal laws, statues and regulations.Delivered compliance training to business operations on policy controls.Established, documented and amended compliance related policies and procedures.

Houston, Texas Area

Houston, Texas Area