Emily Harris Email & Phone Number

United Kingdom

London, England, United Kingdom

London Area, United Kingdom

Oversight and build out of compliance function as Head of Compliance/MLRORisk Assessments – Risk/AML/ABC/Tax EvasionPolicies/proceduresCore product input and compliance signoffCompliance technology integrationsEmployee training – content and deliveryOversight of all licencing projects - UK + NL EMI LicencesRegulatory/Public PolicyManagement of compliance.

London, England, United Kingdom

2LOD Position - Transaction Monitoring Programme Review, SARs for Amazon Payments UK

London, United Kingdom

2LOD PositionUpdating and maintaining the firm’s financial crime policies and procedures in accordance with legal requirements in the UK and internationallySign off on escalated high risk transactions, policy queries Periodic and regular updates to the Group’s AML assessments in line with regulatory and typology developments (country risk, product risk.

London, United Kingdom

2LOD PositionKYC policy development ~ Interpreting legislation and guidance (including 2017 Money Laundering Regulations, JMLSG, ICAEW and Law Society AML guidance as well as FATF, World Bank and Wolfsberg) to develop whole firm CDD policies and proceduresSignoff of customers outside of standard policy, including full analysis and justification for.

Wellington & Wairarapa, New Zealand

I worked in a dual role, coordinating The Co-operative Bank's fraud response and managing the legal compliance attestation and review process. I also acted as the organisation's AML/CFT subject matter expert and conducted on-going policy and procedure process improvement in this area.Expertise:Fraud management - Liaising with various stakeholders in the.

Wellington, New Zealand

I worked on The Co-operative Bank's Anti-Money Laundering and Countering Financing of Terrorism implementation project. In this position I administered and oversaw changes in policies and procedures relating to AML/CFT and provided guidance to staff in interpreting legal requirements. Expertise:Development of Customer Due Diligence/KYC processes and.

Greater New York City Area

I coordinated the work of the Office of General Counsel and five attorneys on the legal business side of PPFA, My work included the administration of the contract review process, assisting with the auditing and review of trademark registrations, legal and factual research, document review and responding to requests for information.

Auckland, New Zealand

I was a Deputy Registrar in the Auckland Family Court, assisting with its effective day-to-day functioning.This work encompassed scheduling hearings, auditing files, liaising with parties, statutory legal analysis, critical decision making and caseflow management. I also progressed to making appointments of court-appointed lawyers per Judicial.

Auckland, New Zealand

After graduating from university I was awarded the Fiona Leeves Memorial Internship, which encompassed a three month paid contract working at Hestia Women's Refuge in Auckland. In this position I assisted with core refuge work - interviewing clients, collective administration and government and non-government agency referrals. I learned effective.

Bachelor Of Laws (Llb)

Bachelor Of Arts (Ba), Philosophy, Sociology

Certificate, Legal Professional Training

Education record