Emma Joel Email & Phone Number

Brighton, England, United Kingdom

Brighton, England, United Kingdom

London, England, United Kingdom

My final 4 months with Sanlam was spent working with the wind down team helping to ensure a smooth transition to the purchasers of Sanlam Wealth and Sanlam Life and Pensions.

London, England, United Kingdom

• Worked with project team to implement wealth company client management infrastructure transition• Responsible for implanting the new client reports using Xplan• Implemented system processes and procedures for market data in Xplan• Implemented system upgrade and data solution when MIFID II came into effect

London, England, United Kingdom

Following the restructure of the business a centralised Investment Team was created and I was appointed as team co-ordinator. Major achievement during this time was to set up and implement the migration of a multimillion dollar book of business from South Africa for non-residents, this included the overall agreement with the Professional Client, client documentation and processes for account set up, fees, and reporting.

Sevenoaks, England, United Kingdom

Accountabilities-Facilitation of compliance risk management in the business;- Ensure controls over identified risks are operating as intended and meet regulatory rules and requirements; - Ensure compliance issues are known and are adequately owned by the business functions with work being progressed to minimise them; - Development of a compliance culture within the business Achievements:- Financial Services Guide restructured and consolidated; - Implementing Complaints handling processes, procedures and training;Implementing Anti-money Laundering (‘AML’) and Know Your Client (‘KYC’) processes, procedures and training across business;- Re-negotiating Professional Indemnity and Directors & Officers insurance to gain improved coverage and lower premium.