Emma Tuck Email and Phone Number

*Execute Third Party Management Audit engagements for Capital One's Lines of Business (Retail, Commercial, Credit Card, Human Resources, Legal and Auto Finance)*Perform enhanced testing over vendor lifecycle activities (onboarding, monitoring and termination)

Supported the COS in the day-to-day management of the Internal Audit Department. *Managed the internal planning and reporting of the audit department*Performed internal resource and data analytics*Implemented strategic initiatives for the department.

Test business process controls, analyze data to perform risk assessments and evaluate control deficiencies and issues. Supervise internal audit staff associates, track audit team’s status, and coordinate audit support requests. Perform audits of multiple departments to ensure compliance with internal or regulatory policy.Accomplishments include:* Increased testing efficiency through a data first testing approach of testing transactions received by the Canada Card Department. * Created presentations on a quarterly basis for the Audit department leadership

Supervised and assigned staff of auditors locally and in India. Designed and executed audit procedures related to clients’ financial statements across a variety of industries including Banking, Cash Management and Logistics, and Insurance. Performed analysis of client data to complete risk assessments and identify areas to test. Implemented analytics and used data visualizations to enhance the quality of audit documentation. Maintained and built strong client relationships.Accomplishments include:* Implemented new controls and internal procedures for Major Hotel Brand Card. Controls and procedures resulted in greater adherence to card guidelines and fiscal compliance.

Completed tests of public companies’ internal controls over financial reporting. Performed technical analysis of non-routine journal entries to ensure conformity with applicable guidance. Organized audit arrangements and coordinated obtaining client support. Conducted accounting research to resolve issues related to audit and compliance engagements. Prepared documentation supporting audit opinions.Accomplishments include:* Promoted to Audit In-Charge

Attend walkthroughs to document the design and implementation of internal controls. Documented audit procedures and completed tie-outs of Financial Statements.