Eric Levy, Cams Email & Phone Number

Miami, Fl, Us

Miami, Florida, United States

• Review and process alerts in Verafin (Account Fraud and EDD/CDD). • Complete SAR filing in Verafin.• Review and process CIP updates and new accounts profiles• Review personal and business low, medium and high-risk accounts• Process OFAC and 314A• Conduct Enhanced Due Diligence through Google, World Compliance, Lexis Nexis and other websites that provide useful information to identify negative media and PEP status.• Escalation of due-diligence findings to senior management • Assist the BSA Team in any other tasks within the department as well as completing proper cross training in other department duties.• Review report for cash transactions and submit CTR reports

Miami, Florida

Worked on a project for High Risk and Standard Account Reviews team consisting of:● Review CIP, KYC ● Review account documentation from opening day and through the onboarding process.● Verify ultimate beneficial owners, Source of Wealth and Source of Funds● Conduct Enhanced Due Diligence through Google, World Check and other websites that provide useful information to identify negative media, PEP status and US indicia. ● Review a year or more of transactional activity to identify any unusual activity, unusual pattern or suspicious activity. Any discrepancy in the transactional activity and customer’s profile, account purpose or investment’s goal is considered unusual. If any discrepancy is found, an inquiry is sent to the Account Officer (CRO) for further investigation. All the investigations are kept in a log and reminders are sent weekly to close pending cases within a reasonable period. ● Review and process alerts with the transactional monitoring team. Includes investigations for suspicious activity and escalations and provide SAR narrative.

Doral Branch

• Process Annual High-Risk customer reviews which consists in reviewing and analyzing customer’s CIP and transactional activity for a year period. • Process Monthly Alerts Monitoring which consists in reviewing each alert generate by the bank’s monitoring system (Yellow Hammer). • Loan monitoring reports consists in reviewing a list of paydowns and payoffs crated by the system. • Trust monitoring report consists in reviewing credit and debits related to the bank’s trust accounts. • Loan Application Review which consists in conducting a deep EDD on borrower, guarantor, entities and parties involved in the loan application. • Every process includes enhanced due diligence (EDD) of all parties involved through all available searches such as Google, Ofac, World Compliance and Panama Papers.

Miami, Florida

• Team player supporting BSA/AML Senior Compliance Officer with high risk accounts, remediation project and Know Your Customer (KYC) • Communicate with account officers always when gathering information for CIP and KYC updates• Ensure all analysis information and documentation is organized and maintained appropriately • Manage the KYC process from start to finish, including making sure things are initiated and completed on time• Complete Know Your Customer (KYC) reviews starting with high risk, medium and low (Customer Annual Review)• Verify and document in KYC source of wealth(SOW) and source of income(SOI)• Research suspicious activity and identify money laundering or terrorist financing activities• Document within the case management system a narrative of the case investigation. • Provide evidence of each case decision with appropriate supporting documentation. • Screening entity names for adverse news and politically exposed person in World Check • Escalation of due-diligence findings to senior management • Monitoring account activity which includes processing alerts, investigate in the web, google and World Check for checks, deposits, wires and their beneficiaries and originators• Analyze complex patterns of money movement associated with third-party payment• Accurately analyze transactional account trends and patterns and escalate abnormal conditions • Obtain further explanation, documentation and/ or inform parties of the processes necessary to complete the account analysis • Prepare Suspicious Activity Report (SAR) narrative and submission. • Process OFAC, 314(a) FINCEN, subpoenas and investigations.

Miami, Fl

• Team player and support BSA/AML Senior Compliance Analysts with PEP applications, recertification of high risk accounts, remediation project and investigations• Support by investigating client profile from KYC in the web, google or World Check• Review KYC and flag or alert any negative media found during investigation• Update reports of accounts involved in the recertification project and review their account status, total PUM (Products Under Management), etc.• Support the Monitoring Department with account activity analysis and alerts. Monitoring activity includes investigations in the web, google and World Check for makers and payees in the pouch deposits • Team player and support Documentation Department in various jurisdiction projects for high risk accounts, reviewing documentation, recertification of high risk accounts, tax forms (W-8), FATCA and bearer shares accounts.• Input documentation status and date in the system and keep track for updates• Attend BSA/AML training as assigned

Miami, Fl

• Customer service

Coral Gables, Fl

• Responsible for both Private Banking clients in Miami and New York • Prepare customer account reports for new accounts, closed accounts and potential customers to be migrated from other departments like trust, investment or personal banking• Review documentation for new account opening, due diligence for prospects and process account maintenance.• Monitoring of customer account activity, daily, weekly and monthly• Compare KYC to account activity and perform analysis• Initiate investigations by sending alerts• Obtain any further documentation and/or information necessary to support investigation to validate transactions in question and close alerts. Investigations will include review of account activity (account statements), independent research using KYC, World Compliance, Ofac, Internet sources like Google, Yellow Pages, etc.• Support private bankers in the timely and accurate response or process of any compliance issue such as PEP, PIC, SAR, KYC• Support private bankers in operational and administrative issues• Maintain current knowledge of regulations and laws and how they impact the bank and businesses• Gather customer’s CIP and KYC on file.

Miami, Fl

Review customers account activity in order to insure compliance with Bank Secrecy Act.Review KYC and update information in the systemTeam player and support other members of the Bank as needed.

Miami, Fl

Open individual accounts and assist with the corporate ones. Process account updates individual and corporate. Conduct enhanced due diligence investigations and gather information from Ofac, Factiva and Google. Process KYC and contact officers for missing information.

Miami, Fl

Support brokers and referral brokers. Implement and execute back office operations(ACATs). Perform client related activities (including servicing, account openings, wire transfers, journals, issuing checks, reports, follow ups, reconciliation). Mirror daily trading activity to balance it up at the end of the day and generate reports for trade balancing and accounting purposes.

Miami, Fl

• Reconciled and maintained all internal accounts, Federal Reserve Bank Account, and other national and international banking accounts on a daily basis. • Balanced account statements, and verified posted debits, credits and value dates. • Investigated entries and transactions pending for more than three days. • Generated various monthly and quarterly reports. • Advised departments regarding open items. • Retained files for investigations. Customer Accounting Representative • Processed and reconciled checks from the Federal Reserve Bank on a daily basis. • Verified signatures on documents such as payments orders, letter of credit, credit documentation, as well as funds availability. • Processed stop payments, account blocking and unblocking and monitored dormant accounts.

Associate Of Arts - Aa, Business Administration And Management, General

Certification, Compliance

General And International Banking Diploma; Diploma