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Eric Pinciss Email & Phone Number

Financial Services Attorney at Cetera Financial Group at Cetera Financial Group
Location: El Segundo, California, United States 17 work roles 3 schools
1 work email found @cetera.com 11 phones found area 917, 612, 323, 561, 202, 646, 310, 626, and 800 LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 11 phones

Work email e****@cetera.com
Direct phone (917) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
Cetera Financial Group
Role
Financial Services Attorney at Cetera Financial Group
Location
El Segundo, California, United States
Company size
1744 employees

Who is Eric Pinciss? Overview

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Quick answer

Eric Pinciss is listed as Financial Services Attorney at Cetera Financial Group at Cetera Financial Group, a company with 1744 employees, based in El Segundo, California, United States. AeroLeads shows a work email signal at cetera.com, phone signal with area code 917, 612, 323, 561, 202, 646, 310, 626, 800, and a matched LinkedIn profile for Eric Pinciss.

Eric Pinciss previously worked as Senior Regulatory/Advisory Counsel at Cetera Financial Group and Corporate and Legal Strategy (Advisory Role) at P Circle Holdings, Llc. Eric Pinciss holds Llm, Bank And Financial Law from Boston University School Of Law.

Company email context

Email format at Cetera Financial Group

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{first}.{last}@cetera.com
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AeroLeads found 1 current-domain work email signal for Eric Pinciss. Compare company email patterns before reaching out.

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Profile bio

About Eric Pinciss

A proactive, responsive and results oriented corporate attorney with advanced knowledge and skills as follows: Financial services industry specialization with deep advisory product, platform, and distribution experience.Counsel investment advisers, investment companies and broker-dealers on a wide array of legal matters, including formation, disclosures, transactions, integrations,, liquidation, and compliance. Prepare SEC disclosures for new/existing funds/variable insurance products and advisers, including registration statements, as well as periodic reports, updates, supplements, and proxy materials. Draft/negotiate various servicing, selling, marketing, partner, platform, vendor, networking, client, and non-disclosure agreements, as well as compliance and board materials and meeting minutes. Conduct research and draft memos on securities regulatory issues.Investment adviser certified compliance professional (inactive).Regulatory examination, enforcement, and civil litigation experience.Published numerous articles.

Listed skills include Legal Research, Due Diligence, Corporate Law, Mergers And Acquisitions, and 25 others.

Current workplace

Eric Pinciss's current company

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Cetera Financial Group
Cetera Financial Group
Financial Services Attorney at Cetera Financial Group
El Segundo, CA, US
Website
cetera.com
Employees
1744
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Company profile
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17 roles

Eric Pinciss work experience

A career timeline built from the work history available for this profile.

Senior Regulatory/Advisory Counsel

Current
Cetera Financial Group

San Diego, CA, US

As of 12/31/23, Cetera supports more than 12,000 independent financial professionals and oversees more than $475 billion in assets under administration and $190 billion in assets under management; as such, I provide dedicated legal support with regard to: Wealth management regulatory matters including interpretations of Investment Advisers Act, 1940 Act.

Mar 2019 - Present

Corporate And Legal Strategy (Advisory Role)

Current
P Circle Holdings, Llc

Regular growth and planning council for nationwide multi-thematic publishing groupStrategic posture with respect to negotiations, mediation, litigation, and corporate organizationContract review relating to structure, employment and real estate matters as well as acquisition opportunitiesStartup grew from 5 to 95 U.S. markets across 2 private companies..

Jan 2016 - Present

Vp And Regulatory Counsel/Trust Secretary

U.S. Bank

Minneapolis, MN, US

Drafted and filed initial multi-class exchange-traded fund and mutual fund registration statements; Merged, liquidated, and launched new funds; Ensured timely and accurate SEC filings, including registration statements, proxy materials, and related filings; Communicated effectively with SEC on behalf of fund clients on cutting edge issues including.

Jan 2012 - Mar 2019

Contract Attorney

Quinn Emanuel

Los Angeles, California, US

Broker-Dealer Bankruptcy/Tri-Party Repurchase Agreement Litigation

Jan 2011 - Apr 2011

Contract Attorney

Quinn Emanuel

Los Angeles, California, US

Hostile Takeover Litigation/Corporate Board Director Representation.

Aug 2010 - Nov 2010

Contract Attorney

Lowenstein Sandler Pc

New York, NY, US

Structured Finance Product/Mortgage-Backed Security Litigation.

Nov 2009 - May 2010

Associate Attorney

Kramer Levin Naftalis & Frankel

New York, NY, US

Counseled investment companies and investment advisers on 1940 Acts and general corporate matters with regard to all phases of business operations including formation, marketing, M&A, liquidation, compliance, AML, and SOX. Prepared SEC filings under 1940 Acts for new/existing funds/advisers, including registration statements, periodic reports and annual.

Jun 2007 - May 2009

Associate Attorney

Carlton Fields (F/K/A Jorden Burt)

Tampa, FL, US

Counseled investment companies, investment advisers, broker-dealers, and insurance companies on securities regulatory, transactional, and general corporate matters. Conducted research and drafted client memoranda on state and federal regulatory issues. Prepared SEC filings, including registration statements, periodic reports and annual updates, proxies.

Jan 2005 - Jun 2007

Contract Attorney

Arnold & Porter

Washington, DC, US

Response to Attorney General investigation into insurance industry practices.

Dec 2004 - Jan 2005

Group Lead And Election Protection Attorney

Fieldworks

Washington, DC, US

James Socas For Congress

Aug 2004 - Nov 2004

Research Assistant

Boston University School Of Law

Boston, Massachusetts, US

Assisted Professor with Research and Organizing Mutual Fund Conference

Jan 2004 - May 2004

Intern

Fox-Pitt, Kelton

US

Provided General Counsel with legal research into broker-dealer compliance issues.

Jun 2002 - Dec 2002

Judicial Intern

U.S. District Court

US

Provided Research and drafted decisions for clerks.

Jun 2001 - Aug 2001

Consultant

Pwc

GB

Awarded Firm’s Spotlight Achievement Award for exemplary team accomplishments. Established reference guide to assist Department of Housing and Urban Development comply with court order to desegregate East Texas public housing.

Jul 1998 - May 2000
Team & coworkers

Colleagues at Cetera Financial Group

Other employees you can reach at cetera.com. View company contacts for 1744 employees →

HK Hannah Kazik Hannah Kazik Colleague at Cetera Financial Group San Diego, California, United States, United States View → TG Thomas Gooley Thomas Gooley Colleague at Cetera Financial Group San Diego, California, United States, United States View → RS Ramona Schodin Ramona Schodin Colleague at Cetera Financial Group San Diego, California, United States, United States View → EK Ella Kewan, Psm I, Ssm 6 Ella Kewan, Psm I, Ssm 6 Colleague at Cetera Financial Group Washington DC-Baltimore Area, United States, United States View → JF Jacob Fremgen Jacob Fremgen Colleague at Cetera Financial Group Austin, Texas, United States, United States View → MB Matthew Bregozzo Matthew Bregozzo Colleague at Cetera Financial Group San Diego, California, United States, United States View → MQ Melissa Quin Melissa Quin Colleague at Cetera Financial Group Oxford, Pennsylvania, United States, United States View → MS Mamet Soumah Mamet Soumah Colleague at Cetera Financial Group United States, United States View → RJ Ryan J. Ryan J. Colleague at Cetera Financial Group San Diego, California, United States, United States View → WL Wayne Larsen Wayne Larsen Colleague at Cetera Financial Group Redondo Beach, California, United States, United States View →
3 education records

Eric Pinciss education

Llm, Bank And Financial Law

Boston University School Of Law

Jd, Law

Cardozo School Of Law

Ba, History

Columbia University
FAQ

Frequently asked questions about Eric Pinciss

Quick answers generated from the profile data available on this page.

What company does Eric Pinciss work for?

Eric Pinciss works for Cetera Financial Group.

What is Eric Pinciss's role at Cetera Financial Group?

Eric Pinciss is listed as Financial Services Attorney at Cetera Financial Group at Cetera Financial Group.

What is Eric Pinciss's email address?

AeroLeads has found 1 work email signal at @cetera.com for Eric Pinciss at Cetera Financial Group.

What is Eric Pinciss's phone number?

AeroLeads has found 11 phone signal(s) with area code 917, 612, 323, 561, 202, 646, 310, 626, 800 for Eric Pinciss at Cetera Financial Group.

Where is Eric Pinciss based?

Eric Pinciss is based in El Segundo, California, United States while working with Cetera Financial Group.

What companies has Eric Pinciss worked for?

Eric Pinciss has worked for Cetera Financial Group, P Circle Holdings, Llc, U.S. Bank, Skadden, Arps, Slate, Meagher & Flom Llp & Affiliates, and Quinn Emanuel.

Who are Eric Pinciss's colleagues at Cetera Financial Group?

Eric Pinciss's colleagues at Cetera Financial Group include Hannah Kazik, Thomas Gooley, Ramona Schodin, Ella Kewan, Psm I, Ssm 6, and Jacob Fremgen.

How can I contact Eric Pinciss?

You can use AeroLeads to view verified contact signals for Eric Pinciss at Cetera Financial Group, including work email, phone, and LinkedIn data when available.

What schools did Eric Pinciss attend?

Eric Pinciss holds Llm, Bank And Financial Law from Boston University School Of Law.

What skills is Eric Pinciss known for?

Eric Pinciss is listed with skills including Legal Research, Due Diligence, Corporate Law, Mergers And Acquisitions, Securities Regulation, Securities, Legal Writing, and Corporate Governance.

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