Erik Olsen

Erik Olsen Email and Phone Number

Chief Compliance Officer at Vident @ Vident
Erik Olsen's Location
Washington DC-Baltimore Area, United States, United States
About Erik Olsen

Erik Olsen is a Chief Compliance Officer at Vident at Vident.

Erik Olsen's Current Company Details
Vident

Vident

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Chief Compliance Officer at Vident
Erik Olsen Work Experience Details
  • Vident
    Chief Compliance Officer
    Vident Jul 2021 - Present
    Alpharetta, Ga, Us
    Responsible for leading the firm's compliance program.
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  • Aca Compliance Group
    Managing Director
    Aca Compliance Group Jan 2019 - Jul 2021
    New York, Ny, Us
    Head of ACA's Registered Investment Company Compliance practice. Responsible for leading team of consultants focused on compliance reviews of investment companies, investment advisers and sub-advisers. Provide ongoing and customized regulatory and compliance consulting to investment companies, investment advisers and sub-advisers regarding the Investment Company Act and Investment Advisers Act.
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  • Aca Compliance Group
    Director
    Aca Compliance Group Jan 2017 - Dec 2018
    New York, Ny, Us
    Responsible for leading compliance reviews of investment companies and investment advisers. Provide ongoing and customized regulatory and compliance consulting to investment companies and investment advisers regarding the Investment Company Act and Investment Advisers Act.
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  • Aca Compliance Group
    Senior Principal Consultant
    Aca Compliance Group Sep 2012 - Dec 2016
    New York, Ny, Us
    Responsible for leading compliance reviews, and advising investment advisers, private fund managers, and investment companies on various compliance matters.
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  • Legg Mason
    Vp, Compliance Director
    Legg Mason Sep 2006 - Sep 2012
    San Mateo, California, Us
    Head of global regulatory compliance examination team. Responsible for conducting examinations of world-wide advisory affiliates and distribution units for compliance with local securities laws.
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  • Us Securities And Exchange Commission
    Securities Compliace Examiner
    Us Securities And Exchange Commission Nov 2003 - Aug 2006
    Washington, Dc, Us
    Conducted examinations of US registered investment advisers and investment companies. Participated on CCOutreach Program.
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  • Deutsche Banc Alex. Brown
    Associate Manager
    Deutsche Banc Alex. Brown 1999 - 2003
    Headed the equity mutual fund accounting team. Also was a paralegal in the mutual fund legal department.

Erik Olsen Education Details

  • Loyola University Maryland
    Loyola University Maryland
    Finance

Frequently Asked Questions about Erik Olsen

What company does Erik Olsen work for?

Erik Olsen works for Vident

What is Erik Olsen's role at the current company?

Erik Olsen's current role is Chief Compliance Officer at Vident.

What schools did Erik Olsen attend?

Erik Olsen attended Loyola University Maryland.

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