Erik Vollmann Email & Phone Number

Berne, Switzerland

I will be working as a Senior Risk Manager in the team Risk Controlling and Regulatory Affairs

Nyon, Vaud, Switzerland

- Management, improvement, and maintenance of the internal control framework at Swissaution SA- Coordination, guidance and support during Risk and Control Assessments including evaluation of control existence and effectiveness- Creation and promotion of risk awareness culture at SwissCaution- Support of Risk Management and Compliance Office Group in regular supervision, development, and maintenance of Operational Risk Management at SwissCaution SA- Supervision of all critical risks and corresponding risk mitigation measures- Maintenance of information with respect to risks, controls, issues and actions in the corporate governance tool- Acting as a point of contact for all questions related to operational risk management for Risk Management Group (la Mobilière)- Follow-up on and coordination of internal and external audit recommendations- Maintenance and improvement of quality assurance measures- Guidance during Business Impact Analysis (BIA) and documentation of Business Continuity Management Plan (BCM)- Member of the emergency organization and representation of SwissCaution SA- Coordination of report creation for Executive Committee and FINMA

Geneva Metropolitan Area

Geneva Metropolitan Area

▪ I drove the successful country level Implementation of the HSBC group wide Operational Effectiveness Exercise, in the workstream Management Information and Reporting for Compliance▪ The local operationalization and also the use of the Financial Crime Risk online applications was promoted by me▪ I was in charge of the preparation of monthly/quarterly Financial Crime Risk information for Senior Management and the Regulator▪ By monthly data sourcing and data validation of locally and centrally sourced KPIs/ KRIs and metricsI could ensure the correction of erroneous figures▪ Training of colleagues on tools, systems, metrics and diverse reporting topics was also one of the tasks I liked, since I could help my team adapting to and learning the use of new technology▪ The compilation and quality assurance of Financial Crime Risk Executive Committee meetings packs was a monthly key task, since these meetings were held with C-Level executives ▪ I provided support in issue management including timely escalation to Senior Management and Issue Owners▪ I was always available for processing ad hoc requests and queries made by FCR team and the Head of Financial Crime Compliance▪ I was in charge for Business Continuity Management and the Department-Business Information Risk Officer for Compliance

Zürich Und Umgebung, Schweiz

International Private Bank, Geneva: KYC Screening with Client Lifecycle Management Team:▪ Periodic review of client files in all risk categories and other KYC and compliance related tasks▪ Ensuring timely escalation of Financial Crime concerns to Financial Crime Compliance▪ Successful leadership and supervision of a team of five Consultants on client siteSwiss Universal Bank, St. Gallen; US Tax Program:▪ Testing and client file review for Non-US Sample testingInternational Private Bank, Geneva; MiFiD II:▪ Creation, correction and testing of discretionary mandate reporting templates▪ Tracking of defects in automated tool for investment parameters▪ Ensuring applicability of procedures developed for the back office and branches by testingSwiss Universal Bank, Zurich, Payments Program:▪ Project Management Office of the test stream including daily test reporting and planning of test case execution

Pfäffikon Sz

▪ Improvement of Funding Ratios and Return on Assets of Pension Funds (> 10 bn CHF AuM)▪ Execution of risk- and return measurement calculation for Swiss and international Pension Funds▪ Co-responsibility for the creation of ALM studies in German & English▪ Strategic and tactical advice to institutional clients and Pension Funds▪ Creation and simulation of dynamic and strategic asset allocation models under different parameters▪ Quantitative analysis of asset classes and asset managers and preparation of selection criteria to board members▪ Responsibility for creating quarterly risk reports and stress testing scenarios for several clients▪ Translation of digital content and presentations as well as customer requirements (EN <-> DE; NL <-> DE)▪ Presentation of risk and return characteristics of new asset classes to Pension Fund boards▪ Organization of corporate and marketing events

Zürich

Key Responsibilities▪ Retirement planning and support▪ Realization of substantial cost savings by providing tax advice and optimization possibilities to retail clients▪ Calculation of retirement planning options and long-term sustainability of early retirement options▪ Support and guidance in initiation and implementation of retirement planning▪ Tailoring of client specific investment proposals and ongoing consulting during strategy implementation phase▪ Mortgage and real estate advice including financial feasibility calculations▪ Testament and inheritance planning for complex family and partnership situationsSuccessful completion of the Financial Consultant Trainee Program

Schongau

Bonn Und Umgebung, Deutschland

Hamburg

Schongau

Bsc And Msc, International Business

Education record