Erik Vollmann Email & Phone Number

Berne, Switzerland

I will be working as a Senior Risk Manager in the team Risk Controlling and Regulatory Affairs

Nyon, Vaud, Switzerland

- Management, improvement, and maintenance of the internal control framework at Swissaution SA- Coordination, guidance and support during Risk and Control Assessments including evaluation of control existence and effectiveness- Creation and promotion of risk awareness culture at SwissCaution- Support of Risk Management and Compliance Office Group in.

Geneva Metropolitan Area

Geneva Metropolitan Area

• I drove the successful country level Implementation of the HSBC group wide Operational Effectiveness Exercise, in the workstream Management Information and Reporting for Compliance
• The local operationalization and also the use of the Financial Crime Risk online applications was promoted by me
• I was in charge of the preparation of monthly/quarterly Financial Crime Risk information for Senior Management and the Regulator
• By monthly data sourcing and data validation of locally and centrally sourced KPIs/ KRIs and metricsI could ensure the correction of erroneous figures
• Training of colleagues on tools, systems, metrics and diverse reporting topics was also one of the tasks I liked, since I could help my team adapting to and learning the use of new technology
• The compilation and quality assurance of Financial Crime Risk Executive Committee meetings packs was a monthly key task, since these meetings were held with C-Level executives

Zürich Und Umgebung, Schweiz

• International Private Bank, Geneva: KYC Screening with Client Lifecycle Management Team:
• Periodic review of client files in all risk categories and other KYC and compliance related tasks
• Ensuring timely escalation of Financial Crime concerns to Financial Crime Compliance
• Successful leadership and supervision of a team of five Consultants on client siteSwiss Universal Bank, St. Gallen; US Tax Program:
• Testing and client file review for Non-US Sample testingInternational Private Bank, Geneva; MiFiD II:
• Creation, correction and testing of discretionary mandate reporting templates

Pfäffikon SZ

• Improvement of Funding Ratios and Return on Assets of Pension Funds (> 10 bn CHF AuM)
• Execution of risk- and return measurement calculation for Swiss and international Pension Funds
• Co-responsibility for the creation of ALM studies in German & English
• Strategic and tactical advice to institutional clients and Pension Funds
• Creation and simulation of dynamic and strategic asset allocation models under different parameters
• Quantitative analysis of asset classes and asset managers and preparation of selection criteria to board members

Zürich

• Key Responsibilities
• Retirement planning and support
• Realization of substantial cost savings by providing tax advice and optimization possibilities to retail clients
• Calculation of retirement planning options and long-term sustainability of early retirement options
• Support and guidance in initiation and implementation of retirement planning
• Tailoring of client specific investment proposals and ongoing consulting during strategy implementation phase

Schongau

Bonn Und Umgebung, Deutschland

Hamburg

Schongau

Bsc And Msc, International Business

Education record